If you are searching for New York City SIE preparation, Varsity Tutors can help you find top-notch instruction that appeals to your learning needs. If you'd like to demonstrate your understanding of the security industry in preparation for a related career, you may be interested in taking the SIE. This exam covers the topics you learned while taking finance and business courses at schools like the City University of New York or Columbia University. Thorough preparation can help you feel more confident as you enter the classroom on the day of the test. Whether you would rather sign up for an online SIE pep course or work alongside a private instructor, you may be able to more thoroughly prepare for the exam by studying with an expert rather than on your own.
What kind of topics can be covered in New York City SIE prep?
The SIE, or Securities Industry Essentials Exam, is administered to professionals in the security industry. While it is not the sole qualifying factor in registration with a FINRA firm or securities business, you do need to pass this test to become registered in the industry. Along with this test, you will also need to take a qualification exam for the type of business you plan to participate in.
The SIE is a multiple-choice test that consists of 75 questions. You will be given an hour and 45 minutes to complete the exam. This introductory-level test aims to assess your grasp of basic security information, including product-related risks, market structures, barred practices, and regulatory agency functions. During New York City SIE prep, you can review more than just the content of the exam, but also the format and expectations. In all there are four sections you will need to be prepared for: Knowledge of Capital Markets; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
How do the two types of SIE prep compare?
Varsity Tutors can introduce you to two types of SIE prep: an online New York City SIE prep course and private instruction. While most students choose the option which they find most appealing, others opt to combine the two options together. There are many advantages offered by each service. However, both are led by expert instructors who understand the exam inside and out. Let's take a deeper look at the different benefits offered by each of these options.
Online SIE prep classes offer the structure and collaboration of a traditional classroom environment. When you sign up for a New York City SIE prep class, you can attend virtual sessions through our Live Learning Platform. This interactive platform allows you to engage with your instructor and classmates through video chat while using an online whiteboard. Your class teacher can lead you and your peers in lively debates that can help you build a stronger understanding of municipal fund securities and exchange-traded products, among other concepts. You can freely ask questions during classes to receive instant feedback from your mentor. Should you have any trouble understanding something, your instructor can set aside time with you one-on-one to offer support.
If you prefer one-on-one guidance, we can connect you with a New York City SIE tutor. A personal instructor can provide a fully customized learning experience that is centered solely around your individual needs. Each session revolves entirely around you, allowing you to spend your study time as you see fit. One-on-one instruction can follow a personalized lesson plan that addresses solely the areas of opportunity in which you have the most room to improve. For instance, if you feel confident in your understanding of packaged products, you can focus on defining and identifying risk types. Your mentor can incorporate activities and teaching methods that are geared toward your learning style. Private instruction aims to help you get the most out of the time you have before the test.
How can I get started with New York City SIE prep?
You can enjoy working with an expert whether you choose to take a class or study with a personal mentor. New online classes start up every month, allowing more students to find something that works for their scheduling needs. We can find you a personal tutor in as little as 24 hours. When it comes to preparing for the SIE, you don't have to study entirely on your own. Varsity Tutors can help you find excellent New York City SIE prep options that can take your study efforts to a new level. You can get started by contacting our educational consultants, who are eager to help you get started.
John: New York SIE test prep instructor
I have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 4
- Series 10
- Series 72
- +36 subjects
Michael: New York SIE test prep instructor
...SIE. Having run 4 trading desks, I can also help with compliance questions regarding order handling, proper investment fit, confidentiality rules. Equally as important is the able to see what is coming and to be flexible in your career choice, I have had to switch my focus, client base, trading style, learn new techniques and strategies due to technological advancements, change on Wall Street is a constant as they are always on the look out...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Harrison: New York SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +20 subjects
John: New York SIE test prep instructor
...executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of the knowledge I've gained throughout...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- CFA
- Series 57
- +20 subjects
Mary: New York SIE test prep instructor
...formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 37
- Series 11
- Series 16
- +105 subjects
Eunpa: New York SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Python
- +43 subjects
Sam: New York SIE test prep instructor
...My leadership skills are demonstrated through my tenure as the Vice President of NYU's Fintech Society, where I spearheaded a 400% increase in membership. My work with the NYU Investment Analysis Group further honed my skills in market trends and valuation techniques, providing a well-rounded view of the financial landscape. Skills and Tools: Equipping the Modern Finance Student My technical skills make me uniquely qualified to tutor in today's data-driven finance world. With advanced proficiency...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- AP English Language and Composition
- Productivity
- +48 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +10 subjects
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CPA
- CFA
- CPA REG - CPA Regulation
- +18 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CPA
- FRM
- CFA
- +14 subjects
Jorge: New York SIE test prep instructor
After graduating from Long Island University, earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 6
- +33 subjects
Dennis: New York SIE test prep instructor
...at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will affect from now on.
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 55
- Series 24
- Series 7
- +49 subjects
Geoffrey: New York SIE test prep instructor
I am only tutoring tax (REG, EA and college-level). My approach is that I normally have questions ready that we'll discuss and work through. I'm able to give detailed explanations, if needed. I'm patient, I think its because learning tax was very difficult in the beginning for me, too. I bring a lot of enthusiasm to tutoring because I enjoy the complexities of tax and sharing what I've learned with others.
Education & Certification
- Lehigh University - Bachelor in Arts, Accounting
- Fordham University - Master of Arts, Taxation
Subject Expertise
- SIE
- Insurance License
- CPA
- NMLS - Nationwide Mortgage Licensing System
- +25 subjects
Jahlen: New York SIE test prep instructor
...Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 63
- +1 subjects
Kim: New York SIE test prep instructor
...to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn along with...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 79
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +46 subjects
Brett: New York SIE test prep instructor
...Life, Accident and Health insurance), I have so much knowledge and practical experience to share - the idea that I will be a part of guiding you into your new career is very exciting to me! It's my way of passing the torch to the next generation. My method is an immersive experience that creates a much more straightforward presentation of the material and results in deeper comprehension. From there, we test repeatedly in a...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- Series 9
- +18 subjects
Hal: New York SIE test prep instructor
...Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on a single sitting. Over the past two years, I've tutored well over 200 students, balancing that with authoring...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- CFA
- Series 6
- Series 27
- +171 subjects
Melissa: New York SIE test prep instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7
- +1 subjects
Scot: New York SIE test prep instructor
I am a graduate of Penn State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 57
- Series 63
- Series 9
- +12 subjects
Brian: New York SIE test prep instructor
...from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 9
- Series 7
- Series 10
- +22 subjects