If you are searching for New York City SIE preparation, Varsity Tutors can help you find top-notch instruction that appeals to your learning needs. If you'd like to demonstrate your understanding of the security industry in preparation for a related career, you may be interested in taking the SIE. This exam covers the topics you learned while taking finance and business courses at schools like the City University of New York or Columbia University. Thorough preparation can help you feel more confident as you enter the classroom on the day of the test. Whether you would rather sign up for an online SIE pep course or work alongside a private instructor, you may be able to more thoroughly prepare for the exam by studying with an expert rather than on your own.
What kind of topics can be covered in New York City SIE prep?
The SIE, or Securities Industry Essentials Exam, is administered to professionals in the security industry. While it is not the sole qualifying factor in registration with a FINRA firm or securities business, you do need to pass this test to become registered in the industry. Along with this test, you will also need to take a qualification exam for the type of business you plan to participate in.
The SIE is a multiple-choice test that consists of 75 questions. You will be given an hour and 45 minutes to complete the exam. This introductory-level test aims to assess your grasp of basic security information, including product-related risks, market structures, barred practices, and regulatory agency functions. During New York City SIE prep, you can review more than just the content of the exam, but also the format and expectations. In all there are four sections you will need to be prepared for: Knowledge of Capital Markets; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
How do the two types of SIE prep compare?
Varsity Tutors can introduce you to two types of SIE prep: an online New York City SIE prep course and private instruction. While most students choose the option which they find most appealing, others opt to combine the two options together. There are many advantages offered by each service. However, both are led by expert instructors who understand the exam inside and out. Let's take a deeper look at the different benefits offered by each of these options.
Online SIE prep classes offer the structure and collaboration of a traditional classroom environment. When you sign up for a New York City SIE prep class, you can attend virtual sessions through our Live Learning Platform. This interactive platform allows you to engage with your instructor and classmates through video chat while using an online whiteboard. Your class teacher can lead you and your peers in lively debates that can help you build a stronger understanding of municipal fund securities and exchange-traded products, among other concepts. You can freely ask questions during classes to receive instant feedback from your mentor. Should you have any trouble understanding something, your instructor can set aside time with you one-on-one to offer support.
If you prefer one-on-one guidance, we can connect you with a New York City SIE tutor. A personal instructor can provide a fully customized learning experience that is centered solely around your individual needs. Each session revolves entirely around you, allowing you to spend your study time as you see fit. One-on-one instruction can follow a personalized lesson plan that addresses solely the areas of opportunity in which you have the most room to improve. For instance, if you feel confident in your understanding of packaged products, you can focus on defining and identifying risk types. Your mentor can incorporate activities and teaching methods that are geared toward your learning style. Private instruction aims to help you get the most out of the time you have before the test.
How can I get started with New York City SIE prep?
You can enjoy working with an expert whether you choose to take a class or study with a personal mentor. New online classes start up every month, allowing more students to find something that works for their scheduling needs. We can find you a personal tutor in as little as 24 hours. When it comes to preparing for the SIE, you don't have to study entirely on your own. Varsity Tutors can help you find excellent New York City SIE prep options that can take your study efforts to a new level. You can get started by contacting our educational consultants, who are eager to help you get started.
Eunpa: New York SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Math
- +43 subjects
Sebastian: New York SIE test prep instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- CFA
- Series 65
- +14 subjects
Jahlen: New York SIE test prep instructor
...degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +1 subjects
Adam: New York SIE test prep instructor
As a former tutor of mine once said to our class during the days leading up to the exam: "I am not here to help you do anything more than pass the exam - When in doubt, C is for Cat"
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +4 subjects
John: New York SIE test prep instructor
...relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 57
- CFA
- +20 subjects
Mary: New York SIE test prep instructor
...Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- CAIA Level II
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 22
- +109 subjects
Robin: New York SIE test prep instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 87
- Series 63
- +10 subjects
Amit: New York SIE test prep instructor
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CFA
- CPA
- Corporate Finance
- +18 subjects
John: New York SIE test prep instructor
...in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 4
- Series 7
- +38 subjects
Danny: New York SIE test prep instructor
...you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 10
- Series 86
- +11 subjects
Sang-Hoon: New York SIE test prep instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- FRM
- CFA
- Exam FM - Financial Mathematics
- +96 subjects
Harrison: New York SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +20 subjects
Sam: New York SIE test prep instructor
...Analysis Group further honed my skills in market trends and valuation techniques, providing a well-rounded view of the financial landscape. Skills and Tools: Equipping the Modern Finance Student My technical skills make me uniquely qualified to tutor in today's data-driven finance world. With advanced proficiency in tools like Microsoft Office Suite, Bloomberg Terminal, JavaScript, HTML, and SQL, I can offer students a comprehensive tutoring experience, covering both the theoretical and the technical. Community Engagement and...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- Math
- Tableau
- +48 subjects
Jorge: New York SIE test prep instructor
...Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- Series 55
- +36 subjects
Michael: New York SIE test prep instructor
...classes have on each other. I have the following licenses; 3,4,7,55,63 and SIE. Having run 4 trading desks, I can also help with compliance questions regarding order handling, proper investment fit, confidentiality rules. Equally as important is the able to see what is coming and to be flexible in your career choice, I have had to switch my focus, client base, trading style, learn new techniques and strategies due to technological advancements, change on Wall...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 4
- Series 3
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Dennis: New York SIE test prep instructor
...24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +49 subjects
Nancy: New York SIE test prep instructor
...with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 79
- +83 subjects
Zachary: New York SIE test prep instructor
...to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the concepts into an easy to understand bits look no further.
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 24
- Series 66
- Series 28
- +12 subjects
Brett: New York SIE test prep instructor
...adhering to both the letter and the spirit of that agreement because I gave my word. Since the four month window of time allowed by FINRA for candidates to pass the exams is considerably shorter than 13 months I agreed to with Varsity Tutors, you'll have already passed all your licenses well before that non-compete/non-solicitation period ends anyway, so no problem there. I have enjoyed my time with all the students I've helped to learn...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 66
- Series 53
- Series 7 - General Securities Representative Exam (Stockbroker)
- +33 subjects
Johnny: New York SIE test prep instructor
...analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how economics is applied to the Stock market. Other subjects...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- Series 57
- +14 subjects