Whether you are a student at the University at Buffalo or you simply need a refresher course before you take the SIE Exam, Varsity Tutors can set you up with the Buffalo SIE prep that best suits your needs and your learning style. The SIE Exam is required of anybody who wishes to become a securities industry professional, and preparing for it on your own can be a challenge. That is why anybody can benefit from enrolling in a Buffalo SIE prep class or finding a Buffalo SIE tutor that works best for them.
What Topics Are Covered by Buffalo SIE Prep?
The SIE (or Securities Industry Essentials) Exam is taken by prospective securities industry professionals. Also known simply as the Essentials Exam, the SIE Exam covers concepts and ideas that are important for anybody to learn if they wish to work in the securities industry. Some of these topics include the types of products you are likely to work with, how different regulatory agencies work, and prohibited activities. It is important to note that passing the SIE Exam is only one step in becoming registered with a FINRA member firm and being able to engage in the securities business. In order to become registered, to engage in the industry, you must also pass a qualification exam appropriate for the type of business you wish to engage in.
The SIE Exam itself is a multiple choice exam. You will have 1 hour and 45 minutes to answer 75 questions. You will need to correctly answer at least 70 percent of the questions to earn a passing score. Some of the topics that may be covered in the exam include types of markets, business economic factors, international economic factors, investment returns, corporate actions, orders and strategies, and prohibited activities. A Buffalo SIE preparation course or individual instruction can cover these topics and otherwise help you prepare for the exam.
What are the Advantages of Each Type of Buffalo SIE Prep?
Varsity Tutors can set you up with two different types of Buffalo SIE Prep. The first is an SIE prep course with other students, and the second involves tutoring sessions with a private instructor. Each option has its advantages, and some students opt for both of them, but most will choose one or the other. If you enroll in a Buffalo SIE prep course, you will be placed in a virtual classroom with other students who are also preparing for the SIE Exam. You will have the opportunity to collaborate with them as you all study the course material, which will allow you to receive assistance if you are having trouble understanding certain concepts as well as provide assistance to others. You might even learn about some concepts that might otherwise fly under your radar if you were to study the material on your own. If you need extra help, you can also contact your instructor for some one-on-one instruction as well.
One of the biggest benefits of enrolling in a Buffalo SIE prep class is that the classes are all online. As long as you have a stable Internet connection, you will be able to attend class from anywhere. You will still need to adhere to a schedule if you want to get the most out of the class, but not having to commute to a physical classroom makes the classes themselves far more convenient. New sessions open up regularly, so you will be able to find an online Buffalo SIE prep class that works for you when you are ready to enroll.
If you would rather receive private instruction as you prepare for your SIE Exam, we can also set you up with a Buffalo SIE tutor. Much like the online courses, these private instructors will be able to communicate with you online when it is most convenient for you. They will also allow you to work at a pace with which you are comfortable and tailor their lessons to your own learning style. This can allow you to focus on the areas where you need the most improvement with the help of someone who will give you their undivided attention.
How Do I Get Started with Buffalo SIE Preparation?
Whether you decide to enroll in a Buffalo SIE prep course or seek out a private instructor, Varsity Tutors will be able to help you find the solution that works for you. To learn more about how to get started, contact us today. We will be more than happy to answer your questions.
Robin: Buffalo SIE test prep instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 63
- +10 subjects
Joseph: Buffalo SIE test prep instructor
...Science, Business Administration in Organizational Leadership, as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Real Estate License
- Series 65
- Series 24
- +30 subjects
Scot: Buffalo SIE test prep instructor
...Penn State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 79
- Series 24
- Series 63
- +12 subjects
Karen: Buffalo SIE test prep instructor
...Karen Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- ChFC - Chartered Financial Consultant
- +24 subjects
Johnny: Buffalo SIE test prep instructor
...in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence....
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 65
- Series 26
- +14 subjects
Joshuah: Buffalo SIE test prep instructor
...Science in Biology and Political Sciences; passed the SIE, Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 86
- Series 79
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Jacquelyn: Buffalo SIE test prep instructor
...who enjoys helping others learn personally and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM-P - Associate in Risk Management for Public Entities
- Series 7 - General Securities Representative Exam (Stockbroker)
- Exam IFM - Investment and Financial Markets
- +18 subjects
Benjamin: Buffalo SIE test prep instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 9
- Series 52
- +24 subjects
Stephen: Buffalo SIE test prep instructor
...a Master's degree from Rollins College, I bring over two years of tutoring experience in subjects such as macroeconomics and personal finance. My diverse background in banking, real estate, and investments fuels my passion for teaching essential financial concepts that are often overlooked in traditional education. I believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp...
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- Insurance License
- CFP
- Series 65
- +21 subjects
Joseph Fon: Buffalo SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 6
- Series 22
- UK A Level Economics
- +5 subjects
Hal: Buffalo SIE test prep instructor
...My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 87
- Series 3
- Series 16
- +171 subjects
John: Buffalo SIE test prep instructor
...fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background includes hands-on experience at PwC and J.P. Morgan, which enriches my tutoring sessions with insights from the industry. I am passionate about helping students not only succeed academically but also understand how these subjects can impact their future careers. Some of my hobbies include playing tennis, basketball, pickleball and watching movies.
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- AACN - American Association of Colleges of Nursing
- College Accounting
- +15 subjects
Aaron: Buffalo SIE test prep instructor
...by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching sports, skiing, working out and listening to podcasts.
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- College Business
- +31 subjects
Zachary: Buffalo SIE test prep instructor
...an investment advisor representative and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 63
- +12 subjects
Kyle: Buffalo SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 66
- Insurance License
- Series 6
- +11 subjects
LaKeisha: Buffalo SIE test prep instructor
...teaching and tutoring experience that I have consists of working with elementary, middle, high school, college, and graduate students in subject areas pertaining to English, Writing, Pre-Algebra, Algebra 1, American Government, and Investments. I believe that learning should be a memorable and relatable experience for students to enjoy and to apply in their life. My desire is for students to be able to experience the countless opportunities and places that reading and learning can take...
Education & Certification
- Wesleyan University - Bachelor in Arts, English
- Augusta State University - Master of Public Policy, Public Administration
- Capella University - Doctor of Philosophy, Human Services
Subject Expertise
- SIE
- Series 24
- Series 7
- Series 66
- +27 subjects
Krista: Buffalo SIE test prep instructor
...their careers. I have a BS (Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects
Hajra: Buffalo SIE test prep instructor
...a concentration in finance and statistics. In addition to that I also have over 9 years of professional experience, holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 86
- Series 7
- +9 subjects
Dennis: Buffalo SIE test prep instructor
...teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 63
- Series 55
- Series 7
- +49 subjects
Brian: Buffalo SIE test prep instructor
...FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress, and choice for the individual. In my spare time, I enjoy reading, studying Scripture, being...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 65
- FINRA - Financial Industry Regulatory Authority
- Six Sigma
- +22 subjects