If you are planning to take the Securities Industry Essentials (SIE or Essentials) Exam, Varsity Tutors can connect you with private Cincinnati SIE prep. Whether you are a student at Xavier University or a professional looking to take the SIE to get into the securities field, professional test preparation might be just what you need to work towards passing the test. There are a variety of concepts covered on the SIE and keeping on top of all of them can prove challenging. Working with somebody to prepare you for the exam can help keep all the topics fresh in your mind so you can feel ready to tackle the exam.
What material will be covered by Cincinnati SIE prep?
The Securities Industry Essentials, or SIE, exam is a test that prospective securities industry professionals take to show they have knowledge of the fundamentals of the securities industry. These fundamentals include knowing the types of products and their risks, knowledge of regulatory industries and their functions, and prohibited practices. Additionally, the SIE will test a variety of specific topics related to the securities industry, such as types of markets, international economic factors, and hedge funds, to name but a few. The SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in the securities business, but passing the SIE is required along with passing a qualifying exam for a member firm. Therefore, passing the SIE is important no matter what you plan to do in the securities industry.
In addition to knowing the material on the SIE, knowing the format of the exam can be important. The SIE is a multiple-choice test that consists of 75 questions. You will have an hour and 45 minutes to complete the exam, and in order to pass you need to get 70% or better of the questions correct. The exam is split into 4 sections: Knowledge Of Capital Markets, which comprises 16% of the exam questions; Understanding Products And Their Risks, which comprises 44%; Understanding Trading, Customer Accounts and Prohibited Activities, which account for 31% of the test; and Overview of Regulatory Framework, which make up 9% of the test questions. Cincinnati SIE prep can help you familiarize yourself with the sections of the test and which of these areas to put the most emphasis on.
What are the different types of Cincinnati SIE prep and the benefits of each?
Varsity Tutors can set you up with two different types of prep: online courses or private tutoring. Most people respond better to one or the other, and some students choose both. Each provides different benefits
If you prefer a traditional classroom setting with a teacher and fellow classmates, then a Cincinnati SIE prep class might be for you. You and your classmates attend a virtual class using video chat and a virtual whiteboard through our Live Learning Platform. You will interact with fellow students and your instructor just like in a traditional classroom. If you enjoy a collaborative experience with other people, then this option might be for you. You can share knowledge with your classmates, and they can help you out when there's something you are having difficulty with. Your instructor is also there to guide the class and answer questions you might have.
If you'd like private instruction over a group setting, then a Cincinnati SIE tutor might be more to your liking. Unlike in a group setting, with private instruction, all the focus is on what you want to study. Your instructor can learn what style of teaching you respond to best and focus on that style so you can learn things more easily. The pace at which the sessions go is also dictated by you. You can spend longer on topics that you need extra help with, and you can move onto other topics when you understand a topic thoroughly.
How do I get set up with Cincinnati SIE preparation?
Regardless of if you prefer a group setting with classes or individual instruction, your prep will be guided by an instructor who is highly qualified and knowledgeable about the SIE. Scheduling is flexible and with your Cincinnati SIE prep course being online, finding a time to work a course into your schedule will likely be easy. Similarly, if you prefer private one-on-one instruction, you can set up online tutoring at a time that is convenient for you, and you can attend from anywhere you have an internet connection. If you prefer in-person instruction face-to-face instead, this can be arranged too. You can meet your private Cincinnati SIE tutor at a convenient location of your choosing, be that on the campus of the University of Cincinnati or a local coffee shop. Varsity Tutors can set you up with Cincinnati SIE prep so give us a call.
Ben: Cincinnati SIE test prep instructor
...financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor a wide variety of subjects, I am most passionate about Mathematics, Business, Writing,...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- College Level American History
- +45 subjects
Bryan: Cincinnati SIE test prep instructor
...helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities and strive for ongoing success. In my spare time, I enjoy golfing, hiking, watching baseball, and boating with my family.
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +5 subjects
Eunpa: Cincinnati SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Data Science
- +43 subjects
Zachary: Cincinnati SIE test prep instructor
...as an investment advisor representative and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 63
- +11 subjects
Sean: Cincinnati SIE test prep instructor
...and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree from Arizona State University and have been working as a Financial Advisor since 2019 obtaining multiple industry awards as well as managing my own book of business. I believe my firsthand experience gives me a particular insight that helps me be...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 66
- Insurance License
- +2 subjects
DeSean: Cincinnati SIE test prep instructor
...students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto....
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- German
- +13 subjects
Jessica: Cincinnati SIE test prep instructor
...exams dependent upon your personal needs. My specialties are FINRA exams (after 165 students): SIE 100% pass rate 3 100% pass rate 6 100 % pass rate 7 99.99% pass rate 28 100% pass rate 63 100% pass rate 65 100% pass rate 66 100% pass rate 79 100% pass rate 86 100% pass rate I was a teacher and have extensive successful experience with students and accommodations. * I update my material consistent with FINRA's...
Education & Certification
- Georgia State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 86
- +29 subjects
Paul: Cincinnati SIE test prep instructor
...is assisting students to enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 6
- Series 79
- Series 27
- +17 subjects
Barrett: Cincinnati SIE test prep instructor
...a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 79
- Series 51
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Brett: Cincinnati SIE test prep instructor
...to build your understanding into a solid structure. My method is the reason why I score high on my exams and then also retain the information in the future rather than making the mistake of committing it to short-term memory - because with short-term memory, the information isn't there when you need it most. I tutor on other sites as well so sometimes I have limited availability - let me know what your timeframe is...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 9
- Series 16
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects
Kim: Cincinnati SIE test prep instructor
...relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life....
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 63
- +46 subjects
Kyle: Cincinnati SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Insurance License
- FINRA - Financial Industry Regulatory Authority
- +10 subjects
Mary: Cincinnati SIE test prep instructor
...been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 10
- Series 87
- Series 28
- +105 subjects
Karen: Cincinnati SIE test prep instructor
...if Karen Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 7
- Series 99
- +21 subjects
Hal: Cincinnati SIE test prep instructor
...firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 10
- CFA
- Series 82
- +171 subjects
Dennis: Cincinnati SIE test prep instructor
...turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 55
- Series 63
- Series 7
- +49 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 24
- Series 6
- CFP
- +24 subjects
Jennifer: Cincinnati SIE test prep instructor
...of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE and pharmacy technician certification exam (PTCE). I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to ace the PTCE/ SIE exam. I believe students who actively participate...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Business
- Graduate Level Chemistry
- Personal Finance
- +10 subjects
Aaron: Cincinnati SIE test prep instructor
...nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching sports, skiing, working out and listening to podcasts.
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- High School Accounting
- +31 subjects
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +25 subjects