If you are looking for a St. Louis SIE course that's convenient and affordable and with highly qualified instructors, Varsity Tutors can help. We have an SIE course that you can take complete entirely online making it possible for you to start your review without worrying about travel time or the schedule of the course. If you're like students from the University of Missouri - St. Louis or Washington University in Saint Louis who want to have an easier, more practical option for their SIE test prep, then enrolling in Varsity Tutors' St. Louis SIE prep course can be the right option for you.
What are some of the topics a St. Louis SIE class can cover?
The Financial Industry Regulatory Authority (FINRA) created the Securities Industry Essentials or SIE test to assess a prospective candidate's knowledge of fundamental concepts in the securities industry. These include the structure of the securities industry markets, types of products, risks, and functions of regulatory industries, and prohibited practices.
The test has 75 multiple-choice questions divided into four sections called "Functions." Function 1 is Knowledge of Capital Markets and has 12 questions on topics covering regulatory entities, structure and participants, FINRA rules, and offerings. Function 2 is Understanding Products and Their Risks and has 33 questions covering topics such as MSRB rules, exchange-traded funds, and real estate investment trusts (REITs). Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities and has 23 questions on topics like compliance considerations, NASD rules, anti-money laundering, and market manipulation. Function 4 is Overview of the Regulatory Framework and has 7 questions on topics covering employee conduct, reportable events, and SEC rules.
Each of the four SIE sections makes up a certain percentage of the test score. Function 1 is 16 percent of the test, while Function 2 is 44 percent. Function 3 makes up 31 percent of the exam, while Function 4 makes up 9 percent. You will be given 1 hour and 45 minutes to complete the test. The passing score is 70 percent. Apart from reviewing the test content and format, your St. Louis SIE class instructor can also give useful test-taking techniques that can help you overcome jitters on test day.
What are the advantages of enrolling in a St. Louis SIE course?
A key advantage of the SIE course with Varsity Tutors is that it's offered online, so you don't need to worry about the hassles of commuting. You can complete the entire SIE review online in virtual classrooms, all you need is your computer and internet connection and you are ready to go. If you're wondering how you can ask questions and have a discussion about topics in SIE with your instructor, you'll be relieved to know that your online classes are conducted live - you will be able to see, hear, and talk to your instructor and classmates just like you were in a regular, physical SIE test prep. It can also be beneficial to learn alongside other aspiring individuals who want to enter the securities industry. You can meet people and start growing your network and you can pick up new insights about a topic by listening to other people's perspectives. And if you find yourself baffled by topics like Municipal Fund Securities, Investment Returns, Monetary vs. fiscal policy, and other topics tested in SIE, then you can also request to meet your instructor in a one-on-one session to get extra help.
If you are concerned about finding a suitable course time, you will also appreciate the wide range of course times we offer. We have SIE test prep courses in the morning if you prefer to study before you go to school or to work. We have courses in the evening if you think you can focus more on your studies after the day has ended. We also have courses in between if you have an unpredictable schedule but still want to pursue your SIE review. Weekend courses are also available.
How can I enroll in a St. Louis SIE course?
If you are looking for a convenient way to start your SIE review, call Varsity Tutors now to sign up for our St. Louis SIE course. Our educational consultants will be ready to assist you and give you more details about the SIE test prep such as what the course covers and how you can enroll as soon as possible. Our courses come in 2-week and 4-week periods and start on a rolling monthly basis so you can always start on your preferred date.
Shawn: St. Louis SIE course instructor
...Washington University in Saint Louis with my Master's in International Affairs. I have been teaching and tutoring since I was an undergraduate in 1996. I currently work in the financial services industry. While I tutor a broad range of subjects, I am most passionate about tutoring/teaching in Test Prep, Business, Financial subjects, and the Social Sciences. In my experience, one size does not fit all and the people I've worked with do well because we...
Education & Certification
- Washington University in St Louis - Master of Arts, International Relations
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +47 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 24
- +24 subjects
Kevin: St. Louis SIE course instructor
...St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 30
- Series 6
- +41 subjects
Andrea: St. Louis SIE course instructor
...support that aligns with their learning style and needs. Outside of my day job and my commitment to helping others learn, I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the day at the park. I also enjoy listening to and singing along to music, although not everyone around me finds that part as enjoyable. My favorite study setting looks...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- SIE
- Series 65
- Series 24
- Series 79
- +57 subjects
Evan: St. Louis SIE course instructor
...Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives me...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 66
- Series 7
- +27 subjects
Eduardo: St. Louis SIE course instructor
...that has equipped me with a strong analytical foundation. With over 6 years of tutoring experience, both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- SIE
- Series 16
- FINRA - Financial Industry Regulatory Authority
- Series 66
- +94 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7
- +8 subjects
Dalcio: St. Louis SIE course instructor
As a licensed financial advisor with years of experience, I specialize in tutoring aspiring financial and insurance professionals preparing for their licensing exams. Known for my patience, engaging approach, and dedication, I am invested in each student's success, helping them build confidence and understanding in complex topics. Together, we'll work towards achieving your licensing goals and setting a strong foundation for your career.
Education & Certification
- Nova Southeastern University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 65
- FINRA - Financial Industry Regulatory Authority
- +3 subjects
Donald: St. Louis SIE course instructor
...about perspective! I attended the United States Naval Academy and was a linebacker for the football team from 2011-2015. I earned my Bachelors of Science in History. The Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- CFP
- ChFC - Chartered Financial Consultant
- +35 subjects
Harrison: St. Louis SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +20 subjects
Heath: St. Louis SIE course instructor
...achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like to relate the content to real life situations for students to really drive concepts home. Throughout my time tutoring I have helped many people pass exams they never through possible which opened doors for future career success. With hard work, dedication and a strong tutor to rely on anything is possible.
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +24 subjects
William: St. Louis SIE course instructor
...in breaking down complex topics into clear, intuitive explanations that students can immediately apply. My approach combines real-world examples, structured study plans, and strategies tailored to each student's learning style. Whether you're struggling with quantitative methods, valuation, portfolio management, or simply managing the scope of the exam, I aim to make each session engaging, efficient, and focused on the areas that will have the biggest impact on your score. Beyond mastering the material, I want...
Subject Expertise
- SIE
- CFA
- Series 7
- Business
- +13 subjects
Kate: St. Louis SIE course instructor
...speaking, where I focus on personalized strategies that cater to each student's unique learning style. I believe in fostering a supportive and engaging environment that encourages students to confront challenges with resilience. My background as a financial analyst at Goldman Sachs and my journey as a former ballerina instilled in me the discipline and creativity needed to guide students through complex tasks. I am committed to helping every learner realize their potential by breaking down...
Education & Certification
- Wake Forest University - Bachelor's, Philosophy, Political Science & International Affairs, Dance
Subject Expertise
- SIE
- Study Skills and Organization
- Admissions
- Study Skills
- +14 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 7
- Series 63
- +10 subjects
Heberto: St. Louis SIE course instructor
...though I also have worked on government relations. While I tutor a broad range of subjects, I am most passionate about History, English Literature, and Math (namely algebra and pre-calc). In my experience helping students prepare for Standardized Tests, I like to focus on the writing and math assessments, as those tend to be challenging to many students. I believe in ensuring students are able to think independently and have the confidence to understand the...
Education & Certification
- University of Colorado Boulder - Bachelor of Science, Economics
- Harvard University - Master of Science, Public Policy Analysis
Subject Expertise
- SIE
- Series 63
- CFA
- Series 79
- +45 subjects
John: St. Louis SIE course instructor
...is centered on making complex topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background includes hands-on experience at PwC and J.P. Morgan, which enriches my tutoring sessions with insights from the industry. I am passionate about helping students not only succeed academically but also understand...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- CFA
- Series 65
- AACN - American Association of Colleges of Nursing
- +24 subjects
Matthew: St. Louis SIE course instructor
...tough concept, I'm here to help you gain confidence and succeed! Outside of finance and tutoring, I'm passionate about health and fitness, personal development, and lifelong learning. I enjoy weight training, building audio systems, and working on DIY home and car projects. I also have a deep interest in language learningI'm currently studying Japaneseand I love finding ways to simplify complex subjects for others. Teaching, to me, is just another way of helping people grow,...
Education & Certification
- Texas A&M University - College Station - Bachelor's, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +53 subjects
Brandy: St. Louis SIE course instructor
...63, Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in...
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +1 subjects
John: St. Louis SIE course instructor
...a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 4
- +38 subjects
Eunpa: St. Louis SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Professional Certifications
- +43 subjects