When preparing for the SIE exam, the Los Angeles SIE course provided by Varsity Tutors can be a good way to start your review. The course can introduce you to the right review materials and give you the opportunity to study under highly qualified instructors who can guide you through the content and format of the exam. Enrolling in the course can also give you insights into critical concepts tested on the SIE that you may not have if you are studying on your own. Many aspiring candidates from schools like the University of California, Los Angeles and Pepperdine University who want to enter the securities industry take a prep course to help them perform at their best during the exam day.
What are some of the topics a Los Angeles SIE prep course can cover?
The SIE, or Securities Industry Essentials, is an exam created by the Financial Industry Regulatory Authority (FINRA) for people who would like to work in the securities industry. It has a total of 75 multiple-choice questions that you need to answer in 1 hour and 45 minutes. The passing score is 70 percent. Your Los Angeles SIE class will cover the different sections of the SIE called "Functions" so you can know what to expect during the test. Let's briefly discuss the different Functions:
Function 1 is labeled as Knowledge of Capital Markets and has 12 questions, making up 16% of your total exam score. The questions will cover topics on regulatory entities, market structure and participants, and FINRA rules.
Function 2 is called Understanding Products and Their Risks. It has 33 questions and makes up 44% of the exam. Here you'll encounter questions on real estate investment trusts (REITs), exchange-traded funds, and MSRB rules.
Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities where you'll need to answer 23 questions. It makes up 31% of your score and will cover topics such as compliance considerations, anti-money laundering, market manipulation, and NASD rules.
Function 4 is the Overview of the Regulatory Framework. Here you'll answer 7 questions that comprise 9% of the exam. Topics under this Function include employee conduct, SEC rules, reportable events, and continuing education.
Apart from the content and format of the SIE, your Los Angeles SIE class instructor can also share effective test-taking techniques that can boost your efficiency when answering the SIE test questions. You can also learn tips on how to develop good study habits for your test prep.
What are the advantages of enrolling in a Los Angeles SIE course?
Studying for the SIE will require focus and effort in order for your review to be worthwhile and effective. Many prospective candidates may lose their motivation in pursuing the test if their review experience becomes very stressful. The SIE course provided by Varsity Tutors is designed to give students a more convenient way to do their test prep via online classes. Since it's online, you no longer need to set aside extra hours for traveling to and from school. This means you can be more flexible when choosing a course time and can enroll in the morning, afternoon, or evening courses.
The SIE course is led by expert SIE instructors who can give spirited and in-depth explanations of all the critical concepts and topics that are tested in the SIE. Succeeding on the test requires more than memorizing facts or terms. You also need to know how to best approach the exam. With the guidance of highly qualified and experienced instructors, you can learn strategies that can help you overcome question traps and give you more confidence in your skills during test day. If you think there are certain topics on SIE that you are not too confident about, or if you would like to work on some topics with extra help from your instructor, you can also request to meet your instructor in a one-on-one meeting so you can better address your concerns.
How can I enroll in a Los Angeles SIE course?
Conquering the SIE can be the start of your successful, long-term career in the securities industry. Your test prep is not just for the actual day of the exam but also for your future. You can make your test prep more effective and convenient by enrolling in our online SIE course with an organized and comprehensive curriculum led by experienced SIE instructors. Reach out today and ask our educational consultants at Varsity Tutors how you can start your SIE review through our Los Angeles SIE course.
Shawn: Los Angeles SIE course instructor
...and tutoring since I was an undergraduate in 1996. I currently work in the financial services industry. While I tutor a broad range of subjects, I am most passionate about tutoring/teaching in Test Prep, Business, Financial subjects, and the Social Sciences. In my experience, one size does not fit all and the people I've worked with do well because we find a way to match their learning styles with their learning needs.
Education & Certification
- Washington University in St Louis - Master of Arts, International Relations
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +47 subjects
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +24 subjects
Isaac: Los Angeles SIE course instructor
...Advisor. I have been formally tutoring students for 2 years now. I have tutored students at various colleges including the University of Idaho, Devry University, Southern University of New Hampshire, and more. I've also tutored high school students in personal finance courses. For the last 10 years I have been educating my clients on their financial situation as a Wealth Advisor. I currently co-manage a book of business of approximately 80 million in assets under...
Education & Certification
- Missouri State University-West Plains - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 66
- +12 subjects
Ryan : Los Angeles SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- GRE Verbal
- Introduction to Fiction
- +12 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
John: Los Angeles SIE course instructor
...bring a fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and pass with confidence.
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +1 subjects
Valentina: Los Angeles SIE course instructor
...able to help you with the preparation for the FINRA exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +4 subjects
James: Los Angeles SIE course instructor
...banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Technology and Coding
- +34 subjects
Brendan Daniel : Los Angeles SIE course instructor
...goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA...
Subject Expertise
- SIE
- CFA
- CAIA Level I
- Series 10
- +62 subjects
Sarah: Los Angeles SIE course instructor
...materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 66
- CFP
- +36 subjects
Johnny: Los Angeles SIE course instructor
...can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +14 subjects
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 7
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +25 subjects
Education & Certification
- Susquehanna University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFP
- Series 66
- Series 6
- +8 subjects
Heath: Los Angeles SIE course instructor
...Degree from Texas A&M University, majoring in Economics. After graduation I complete my FINRA Series 7,63, 9, 10 and SIE certifications. I have also completed the Certified Financial Planner coursework. I tutor the FINRA Series exams mentioned above, personal finance and writing. My teaching philosophy is that anyone can achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like to relate the content to...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 10
- Series 7
- CFP
- +24 subjects
Angelo: Los Angeles SIE course instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- SIE
- Series 22
- PE - Principles and Practice of Engineering - Electrical and Computer - Computer Engineering
- ARDMS - RDCS - Pediatric Echocardiography (PE)
- +331 subjects
Brian: Los Angeles SIE course instructor
...tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress, and choice for...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 65
- Series 9
- FINRA - Financial Industry Regulatory Authority
- +22 subjects
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 79
- +22 subjects
Myles: Los Angeles SIE course instructor
...of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the industry. I have taught on a one-on-one basis, in virtual classes of about 12-15 students, and have led SIE and Series 63 classes for a...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +4 subjects
Sang-Hoon: Los Angeles SIE course instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience. I have a track record of increasing scores in SSAT to SAT and also achieve passing grades in college courses. I am copyrighting my tutoring method that prepares students that are cramming for standardized exams.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- FRM
- CFA
- CAIA Level II
- +103 subjects
Christopher: Los Angeles SIE course instructor
...exams, including the SIE, Series 7, Series 66, and CFP certification. My teaching philosophy centers on breaking down complex financial concepts into manageable parts, using visual aids and interactive discussions to engage students. I enjoy creating a supportive learning environment where students can confidently grasp the intricacies of financial planning and investing. My professional background in financial advising and previous experience in higher education have equipped me with the skills to foster understanding and success...
Education & Certification
- University of Connecticut - Bachelor's, Accounting
- University of Hartford - Master's/Graduate, MBA - Management
Subject Expertise
- SIE
- Series 66
- Series 65
- Insurance License
- +4 subjects