When preparing for the SIE exam, the Los Angeles SIE course provided by Varsity Tutors can be a good way to start your review. The course can introduce you to the right review materials and give you the opportunity to study under highly qualified instructors who can guide you through the content and format of the exam. Enrolling in the course can also give you insights into critical concepts tested on the SIE that you may not have if you are studying on your own. Many aspiring candidates from schools like the University of California, Los Angeles and Pepperdine University who want to enter the securities industry take a prep course to help them perform at their best during the exam day.
What are some of the topics a Los Angeles SIE prep course can cover?
The SIE, or Securities Industry Essentials, is an exam created by the Financial Industry Regulatory Authority (FINRA) for people who would like to work in the securities industry. It has a total of 75 multiple-choice questions that you need to answer in 1 hour and 45 minutes. The passing score is 70 percent. Your Los Angeles SIE class will cover the different sections of the SIE called "Functions" so you can know what to expect during the test. Let's briefly discuss the different Functions:
Function 1 is labeled as Knowledge of Capital Markets and has 12 questions, making up 16% of your total exam score. The questions will cover topics on regulatory entities, market structure and participants, and FINRA rules.
Function 2 is called Understanding Products and Their Risks. It has 33 questions and makes up 44% of the exam. Here you'll encounter questions on real estate investment trusts (REITs), exchange-traded funds, and MSRB rules.
Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities where you'll need to answer 23 questions. It makes up 31% of your score and will cover topics such as compliance considerations, anti-money laundering, market manipulation, and NASD rules.
Function 4 is the Overview of the Regulatory Framework. Here you'll answer 7 questions that comprise 9% of the exam. Topics under this Function include employee conduct, SEC rules, reportable events, and continuing education.
Apart from the content and format of the SIE, your Los Angeles SIE class instructor can also share effective test-taking techniques that can boost your efficiency when answering the SIE test questions. You can also learn tips on how to develop good study habits for your test prep.
What are the advantages of enrolling in a Los Angeles SIE course?
Studying for the SIE will require focus and effort in order for your review to be worthwhile and effective. Many prospective candidates may lose their motivation in pursuing the test if their review experience becomes very stressful. The SIE course provided by Varsity Tutors is designed to give students a more convenient way to do their test prep via online classes. Since it's online, you no longer need to set aside extra hours for traveling to and from school. This means you can be more flexible when choosing a course time and can enroll in the morning, afternoon, or evening courses.
The SIE course is led by expert SIE instructors who can give spirited and in-depth explanations of all the critical concepts and topics that are tested in the SIE. Succeeding on the test requires more than memorizing facts or terms. You also need to know how to best approach the exam. With the guidance of highly qualified and experienced instructors, you can learn strategies that can help you overcome question traps and give you more confidence in your skills during test day. If you think there are certain topics on SIE that you are not too confident about, or if you would like to work on some topics with extra help from your instructor, you can also request to meet your instructor in a one-on-one meeting so you can better address your concerns.
How can I enroll in a Los Angeles SIE course?
Conquering the SIE can be the start of your successful, long-term career in the securities industry. Your test prep is not just for the actual day of the exam but also for your future. You can make your test prep more effective and convenient by enrolling in our online SIE course with an organized and comprehensive curriculum led by experienced SIE instructors. Reach out today and ask our educational consultants at Varsity Tutors how you can start your SIE review through our Los Angeles SIE course.
Jennifer: Los Angeles SIE course instructor
...in finance and business analytics. I have taught natural science in higher education for more than 8 years. Before that, I tutored chemistry and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 87
- Series 7
- Series 86
- +18 subjects
Mark: Los Angeles SIE course instructor
...Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in SPANISH P.S. I have multiple testimonials...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- API - Associate in Personal Insurance
- Series 57
- Exam IFM - Investment and Financial Markets
- +73 subjects
James: Los Angeles SIE course instructor
...am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- High School Writing
- +34 subjects
Joseph: Los Angeles SIE course instructor
...several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Real Estate License
- Series 66
- Insurance License
- +30 subjects
Joshuah: Los Angeles SIE course instructor
...CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help, pass your test!
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7
- Series 63
- CPA
- +14 subjects
Michael: Los Angeles SIE course instructor
...designing customized hedging strategies for the largest oil refiners, oil transportation and exploration, airlines and trucking companies. These strategies used futures, options and OTC swaps. During my time at two firms was involved in building electronic trading platforms over 20 years ago. While marketing an equity derivative trading platform I was offered a position on an equity derivatives brokerage desk as a sales/trader for an inter-dealer broker. Here I acted like an extension of my...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 3
- Series 7
- Series 44 - NYSE Arca Options Market Maker Exam
- +14 subjects
David: Los Angeles SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 65
- Series 9
- Series 24
- +16 subjects
Kyle: Los Angeles SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 66
- +11 subjects
Melissa: Los Angeles SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7
- +1 subjects
Danny: Los Angeles SIE course instructor
...help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're looking for a disciplined approach...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- +11 subjects
Raman: Los Angeles SIE course instructor
...the financial planning industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 66
- Insurance License
- Series 6
- +25 subjects
Joseph Fon: Los Angeles SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level French
- +5 subjects
Jahlen: Los Angeles SIE course instructor
...the best of his abilities. Currently, specializes in tutoring the SIE exam, Series 6, Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 6
- Insurance License
- +1 subjects
Nancy: Los Angeles SIE course instructor
...an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 63
- +85 subjects
Robin: Los Angeles SIE course instructor
...the University of British Columbia. I tutor subjects related to finance, business, and preparation for FINRA certifications (Series 6, 7, 63, 65 and 66). My teaching philosophy revolves around fostering critical thinking, encouraging open communication, and making complex concepts accessible. I aim to create an interactive learning environment where students feel supported and motivated to succeed. Outside of academia, I am deeply involved in relationship management and business development, which keeps me connected to the...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 66
- +23 subjects
James: Los Angeles SIE course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 24
- Series 57
- Series 3
- +24 subjects
John: Los Angeles SIE course instructor
...Finance and Accounting from Pace University, where I also gained valuable experience tutoring my peers. With over 2 years of tutoring experience, I specialize in Series 65, SIE, accounting, and corporate finance. My teaching philosophy is centered on making complex topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- AACN - American Association of Colleges of Nursing
- College Statistics
- +12 subjects
Hunter: Los Angeles SIE course instructor
I am here to help you become as successful as possible.
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- SAT Writing and Language
- +16 subjects
Brendan Daniel : Los Angeles SIE course instructor
...am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes micro/macro economics, financial statement analysis,...
Subject Expertise
- SIE
- Series 27
- Series 28
- Series 57
- +62 subjects
Johnny: Los Angeles SIE course instructor
...and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how economics is applied to the Stock market. Other subjects I may teach are undertanding Bonds, Credit Spreads, Economy...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 26
- Series 7
- +14 subjects