...be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book...
Read more
...ones against unfortunate circumstances, help others as well as many other goals they have. I believe there is a right way to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained...
Read more
...private, with responsibilities spanning the spectrum from executive administrative tasks to chairing Boards of Directors. I attended the University of Illinois where I earned a Bachelor's degree (in only 5 semesters) in Business Administration and graduated Summa Cum Laude (1978). During that time period I helped establish my first financial conglomerate, including a mutual fund, an NASD sales and investment advisory firm, and a transfer agent. In 1983, I earned a Master's in Business Administration...
Read more
...a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of...
Read more
...of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is to...
Read more
Our interview process, stringent qualifications, and background screening ensure that only the best Series 53 tutors work with Varsity Tutors. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
Receive personally tailored Series 53 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 53 Tutoring FAQ
Series 53 is an exam and license, which is also often called the Municipal Securities Principal Exam. Individuals who have this license are able to supervise the municipal securities activities of a securities firm or bank dealer. The license also qualifies those who have it to become licensed municipal securities principals. These individuals are able to underwrite, trade, buy, and sell municipal securities. Finally, those who pass the Series 53 Exam are also able to work as financial advisors or consultants to issuers of municipal securities and can communicate with customers about these topics in a professional setting.
If you're a financial professional who is interested in a job that deals with these things, passing the Series 53 Exam is essential. In order to do that, you'll have to answer at least 70% of the exam's 100 multiple-choice questions correctly. This must be done within a three hour and thirty-minute timeframe. If you can successfully do this, then you will receive your Series 53 license and can pursue employment in the fields it qualifies you for. If you're planning on taking the exam, you should be prepared to answer questions on a variety of topics. Some of the areas covered on the exam are federal regulations, general supervision, sales supervision, and trading and operations.
No matter what your current knowledge of the covered material is, having a solid test preparation process is important. Varsity Tutors can help you with this process by connecting you with a private Series 53 tutor who can help. You can meet with your tutor online through a virtual learning platform that replicates a face-to-face study session. Varsity Tutors can find you an expert to work with who is also willing to meet with you at times and on days that don't conflict with your existing obligations. This flexibility means that even the busiest financial professionals can still take advantage of Series 53 tutoring.
Private tutoring is a unique academic experience, which is completely customizable to fit your specific set of needs. This is possible because you'll meet with your tutor in a one-on-one capacity. This allows your tutor to get to know you and then to create a lesson plan that is based entirely on you. You won't find this level of guided personalization in other test preparation environments. If you want to take advantage of Series 53 tutoring, get in contact with Varsity Tutors today.
4.9/5.0 Satisfaction Rating*
Your Personalized Tutoring Program and Instructor
Identify Needs
Our knowledgeable directors help you choose your tutor with your learning profile and personality in mind.
Customize Learning
Your tutor can customize your lessons and present concepts in engaging easy-to-understand-ways.
Increased Results
You can learn more efficiently and effectively because the teaching style is tailored to you.
Online Convenience
With the flexibility of online tutoring, your tutor can be arranged to meet at a time that suits you.
Call us today to connect with a top
Series 53 tutor
