...risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global derivatives groups (Deutsche, HSBC) overseeing Corporate Derivatives programs, customer...
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...have. I believe there is a right way to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth,...
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...top business books for 1987. While completing my MBA, I also began my professional career in the Financial Services Industry with the firm that later became Shearson American Express. At that firm I worked as a licensed stock, commodity, and insurance broker, earning the position of 2nd Vice President of Investments. By 1987, I had founded AISCO Holdings, Ltd., where I served as its Chief Executive Officer (CEO) and its Chairman of the Board. During...
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...personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life,...
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...over 20 years and have a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and...
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Our interview process, stringent qualifications, and background screening ensure that only the best Series 53 tutors work with Varsity Tutors. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
Receive personally tailored Series 53 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 53 Tutoring FAQ
Series 53 is an exam and license, which is also often called the Municipal Securities Principal Exam. Individuals who have this license are able to supervise the municipal securities activities of a securities firm or bank dealer. The license also qualifies those who have it to become licensed municipal securities principals. These individuals are able to underwrite, trade, buy, and sell municipal securities. Finally, those who pass the Series 53 Exam are also able to work as financial advisors or consultants to issuers of municipal securities and can communicate with customers about these topics in a professional setting.
If you're a financial professional who is interested in a job that deals with these things, passing the Series 53 Exam is essential. In order to do that, you'll have to answer at least 70% of the exam's 100 multiple-choice questions correctly. This must be done within a three hour and thirty-minute timeframe. If you can successfully do this, then you will receive your Series 53 license and can pursue employment in the fields it qualifies you for. If you're planning on taking the exam, you should be prepared to answer questions on a variety of topics. Some of the areas covered on the exam are federal regulations, general supervision, sales supervision, and trading and operations.
No matter what your current knowledge of the covered material is, having a solid test preparation process is important. Varsity Tutors can help you with this process by connecting you with a private Series 53 tutor who can help. You can meet with your tutor online through a virtual learning platform that replicates a face-to-face study session. Varsity Tutors can find you an expert to work with who is also willing to meet with you at times and on days that don't conflict with your existing obligations. This flexibility means that even the busiest financial professionals can still take advantage of Series 53 tutoring.
Private tutoring is a unique academic experience, which is completely customizable to fit your specific set of needs. This is possible because you'll meet with your tutor in a one-on-one capacity. This allows your tutor to get to know you and then to create a lesson plan that is based entirely on you. You won't find this level of guided personalization in other test preparation environments. If you want to take advantage of Series 53 tutoring, get in contact with Varsity Tutors today.
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