...business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global derivatives groups (Deutsche, HSBC) overseeing Corporate...
Read more
...12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide...
Read more
...business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved...
Read more
...graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it...
Read more
...society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA...
Read more
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am currently a high school basketball coach, and former youth and high school football coach.
Read more
...Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some...
Read more
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Read more
Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Private Series 26 Tutoring
Our interview process, stringent qualifications, and background screening ensure that only the best Series 26 tutors work with Varsity Tutors. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
Receive personally tailored Series 26 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 26 Tutoring FAQ
Series 26 is a license and exam that is administered by the Financial Industry Regulation Authority, or FINRA. It is also called the Investment Company and Variable Contracts Products Principal Exam. Individuals who pass the exam can become limited principals and are able to supervise and manage sales activities for investments companies and annuities. If you're interested in one of the positions that a Series 26 license qualifies you for, scoring well enough on the exam to pass is essential.
The Series 26 Exam takes two-hours-and-thirty minutes to complete. It is comprised of 110 multiple-choice questions, of which at least 70% must be answered correctly. The exam is split into three broad categories; personnel management activities and registration of the broker-dealer, supervision of associated persons and sales practices, and overseeing compliance and business processes of a broker-dealer and their offices. Within these categories, you can expect to find questions on topics like the Securities Act of 1933, registration, underwriter requirements and procedures, annuities types and valuations, and FINRA conduct rules.
Given the importance of passing the Series 26 Exam, many professionals choose to seek help with their test preparation process. One of the best ways to get this help is by signing up to work with a private Series 26 tutor. Varsity Tutors can help you with this process by connecting you to a tutor who is an expert on the topics covered on the exam. You and your tutor will meet online, via a live learning platform with tools that replicate a face-to-face meeting. Varsity Tutors can find you a tutor who is able to meet with you around your work schedule. That means that even the busiest professionals can still take advantage of the tutoring process.
Private tutoring works because of its customized nature, which is hard to find in other academic settings. You will work with your tutor individually, which means that every lesson can be tailored to fit your specific set of needs. This ensures that getting you ready to take the Series 26 Exam remains the sole focus of each meeting with your tutor. It also means that you can spend more time on challenging topics and less time on topics you already feel confident in. You may even find that working with a Series 26 tutor is exactly what you need to start feeling more confident in your abilities. If this type of test preparation process appeals to you, you can get started by contacting Varsity Tutors today.
4.9/5.0 Satisfaction Rating*
Your Personalized Tutoring Program and Instructor
Identify Needs
Our knowledgeable directors help you choose your tutor with your learning profile and personality in mind.
Customize Learning
Your tutor can customize your lessons and present concepts in engaging easy-to-understand-ways.
Increased Results
You can learn more efficiently and effectively because the teaching style is tailored to you.
Online Convenience
With the flexibility of online tutoring, your tutor can be arranged to meet at a time that suits you.
Call us today to connect with a top
Series 26 tutor
