If you're looking for a comprehensive Phoenix SIE prep course to make it easier to study for the exam, Varsity Tutors provides one of the best options on the market. The SIE (or Securities Industries Essentials Exam) is a standardized test taken by individuals interested in working in the securities industry. It covers a broad swath of topics financial professionals need to understand, including the types of financial products (including associated risks), the role of various regulatory agencies, and prohibited practices. The exam is offered by the Financial Industry Regulatory Authority (FINRA) and is the first step toward earning a securities-trading license, though you must also pass a qualification exam appropriate for your specific field, such as the Series 7 exam if you're interested in trading.
While you need to be registered with a FINRA member firm before you can take a qualification exam, you can take the SIE while you're still attending a local school such as Ottawa University - Arizona or Arizona University. Many students opt to take the SIE as soon as possible in order to demonstrate their commitment to prospective employers. Continue reading to learn more about how we can help you prepare for this difficult test.
What topics can I review in a Phoenix SIE course?
The SIE consists of 75 multiple-choice questions given over an hour and 45 minutes, which means that time management is just as important as your academic knowledge. If you're feeling stumped, it may be better to take a guess and move on rather than trying to puzzle it out for an extended period of time. Your instructor may give you practice exams so that you can experience what the time available feels like firsthand, making it easier to budget your time on exam day.
Likewise, FINRA is notorious for including deceptively worded questions that can trick you into choosing an incorrect response even if you understand the underlying material. Taking practice tests can help you identify these tricky questions for what they are and answer them appropriately. You can also review the results of your practice tests to identify your strengths and any areas of opportunity you might want to go over again, helping you make the most of any study time you get in between class sessions.
What are the benefits of enrolling in a Phoenix SIE course?
Every Phoenix SIE class instructor is thoroughly vetted, so you will be working with a great communicator with a comprehensive understanding of the structure and concepts of the SIE. Our exclusive Live Learning Platform also allows you to see and hear your instructor as if you were in the same room, so asking for help is as simple as raising your hand. Why bother with the hassle of a commute when you can attend a class on your device of choice?
You can also interact with your peers on our proprietary online platform. If you're having a hard time understanding the risks associated with exchange-traded products, one of your peers may be able to explain it to you in a more relatable way. Similarly, you can help one of your classmates review Direct Participation Programs, or DPPs, if they're struggling with them. Many students find that studying in a collaborative learning environment makes it easier to develop a deeper understanding of academic concepts versus trying to go it alone.
Studying in a group also gives you amazing value for your money, as you can split the cost of your Phoenix SIE instructor with all of your classmates. If you ever feel like you could benefit from individualized instruction, you also have the right to request private help from your instructor to work on any learning obstacles you're having a hard time with. As such, there's really no downside to trying a class to see if it's the right fit for you.
We also try to make attending a course as convenient as possible. We offer multiple course sessions concurrently, including both two and four-week options to make it easier to find a course that fits into your schedule. New courses also start up on a monthly basis, ensuring that you will never need to wait too long to get started.
How do I sign up for a Phoenix SIE course today?
Knowledgeable Educational Consultants are currently standing by to help you enroll in a Phoenix SIE class or answer any questions you have, so contact Varsity Tutors today to get the process started. We look forward to helping you work toward professional success!

Isaac: Phoenix SIE course instructor
...(SIE, series 6, 7, 63, 65, and 66). I graduated from Missouri State University with a degree in Finance with an emphasis in Financial Planning. I have my CFP, and have passed the Series 6, Series 7, Series 63, Series 65, and Series 66 exams. I also have my life and health insurance license and have passed the CFA level one exam. My favorite part about tutoring is helping someone in my same industry or...
Education & Certification
- Missouri State University-West Plains - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFP
- Series 66
- Series 7
- +9 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 10
- Series 63
- Series 7
- +9 subjects

Sean: Phoenix SIE course instructor
...Series 66 licenses and am eager to share my tips and tricks to passing these exams with flying colors. When teaching I prefer to apply real world application of topics in order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree from Arizona State University...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 7
- +2 subjects

Raman: Phoenix SIE course instructor
...66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life & Health Insurance License,...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +25 subjects

Richard: Phoenix SIE course instructor
I was a registered rep with Charles Schwab for 8 1/2 years, and I have been a FINRA license exam instructor and tutor for about 7 years with RegEd and A.D. Banker, and recently with Exam FX. We can work over the phone, but I prefer Skype or Google Hangouts which lets me share a PowerPoint presentation. Besides explaining test topics to you, I'll ask you to explain them to me, because I know when...
Education & Certification
- Arizona State University - Bachelors, English
Subject Expertise
- SIE
- Series 6
- Series 7
- Test Prep
- +1 subjects

Angelo: Phoenix SIE course instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- SIE
- Real Estate License - Pennsylvania
- ABIM Exam - American Board of Internal Medicine
- PE - Principles and Practice of Engineering - Electrical and Computer - Electronics, Controls, and Communications
- +325 subjects
Education & Certification
- Osmania - Bachelor of Science, Mathematics
- University of California-Santa Barbara - Master of Science, Computer Science
Subject Expertise
- SIE
- PMP
- Java
- ACT Reading
- +138 subjects

Ryan : Phoenix SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Middle School Writing
- Journalism
- +12 subjects
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 65
- +24 subjects

Jahlen: Phoenix SIE course instructor
...that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 6
- Insurance License
- +1 subjects

Joseph Fon: Phoenix SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level
- +5 subjects
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 65
- Insurance License
- Series 22
- +20 subjects

John: Phoenix SIE course instructor
I have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 10
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +38 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 24
- Series 10
- Series 66
- +16 subjects

Kim: Phoenix SIE course instructor
...this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 7
- Series 65
- Insurance License
- +46 subjects
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- Series 7
- CPA
- Series 66
- +35 subjects

Bryan: Phoenix SIE course instructor
...Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +5 subjects

Joseph: Phoenix SIE course instructor
...training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 24
- Series 79
- Series 26
- +30 subjects

Braden: Phoenix SIE course instructor
I am a recent Chemical Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Trigonometry
- +64 subjects

Myles: Phoenix SIE course instructor
...acquire the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 6
- +4 subjects