If you're looking for a review course for the SIE, the Ann Arbor SIE course provided by Varsity Tutors can be an excellent choice. Whether you're a working professional who wants to take on entry-level positions in the securities industry or a student from the University of Michigan who dreams of becoming a securities industry professional, this course can have a positive impact on your review. The course covers key concepts tested in the SIE and it's led by highly qualified instructors who can guide you through a comprehensive review and share tips on how you can improve your performance in the test. The Ann Arbor SIE class is also offered in the morning, afternoon, and evening so you can have many options when starting your review.
What are some of the topics in Ann Arbor SIE prep course can cover?
The SIE or Securities Industry Essentials is a test created by the Financial Industry Regulatory Authority (FINRA) designed to assess a candidates know-how on basic securities industry information and concepts such as the structure of the securities industry markets, types of products and their risks, and regulatory agencies and their functions. The course tackles the different sections of the test called "Functions" and aims to help you become more familiar with the content and format of the exam.
There are four Functions in the SIE and each function corresponds to a different percentage of your total score. There are 75 multiple-choice questions and you need to get 70% to pass the test. The four Functions are Knowledge of Capital Markets (12 questions, 16% of the test); Understanding Products and Their Risks (33 questions, 44% of the test); Understanding Trading, Customer Accounts (23 questions, 31% of the test); and Prohibited Activities and Overview of the Regulatory Framework (7 questions, 9% of the test).
Function 1 covers topics like offerings, regulatory entities, and FINRA rules, while Function 2 covers topics like real estate investment trusts (REITs), exchange-traded funds, and MSRB rules. Function 3 tests you on topics like compliance considerations, anti-money laundering, and NASD rules, while Function 4 has questions on topics like reportable events, SEC rules, and employee conduct.
Your instructor can give a detailed review of the types of questions under each Function so you can know what to expect during test day. You can also learn test-taking techniques and study tips from your experienced Ann Arbor SIE class instructor.
What are the advantages of enrolling in an Ann Arbor SIE course?
If you are finding it hard to start your SIE review due to conflicts in your schedule, then you'll appreciate that the SIE course with Varsity Tutors is offered entirely online. This means we are able to offer more course times within a given day so you can easily fit a course in your schedule. You can enroll in the morning before going to your general education classes or you can take evening classes if you are working in the daytime. There are also weekend courses especially popular with working professionals.
Another benefit of an online course is that you don't need to spend extra time traveling to and from school. This means you can have a more convenient way of preparing for the SIE. All you need is to log into your account and you can have live classes with your SIE instructor. It's possible for you to ask questions and receive immediate and relevant answers while comfortably studying at your home. There will also be other students in the class, which can give you many opportunities to learn together with aspiring securities industry professionals. By listening to their perspectives or working with them in a group, you can gain fresh insights into a topic that can then help you better understand concepts in the industry.
Worried about not getting the attention you need? The course gives you the opportunity to reserve a one-on-one meeting with your instructor if you need extra help with topics like Direct Participation Programs (DPPs), Books and Records and Privacy Requirements, Definition and Identification of Risk Types, or any other topic or key concepts covered in the SIE.
How can I enroll in an Ann Arbor SIE course?
The SIE is just one of the perquisites you need to pass if you are planning to have a career in the securities industry. There are other requirements like a background check and a qualification exam for the type of specific business you want to work in. However, your successful securities industry career starts with passing the SIE. Contact Varsity Tutors and enroll in an Ann Arbor SIE course so we can help you reach for your test goal.

Logan: Ann Arbor SIE course instructor
...math has led me through courses up to calculus 2, solidifying my proficiency in numerical and mathematical concepts. Now, pursuing a finance major at the University of Detroit Mercy, I am immersed in coursework that deepens my understanding of quantitative disciplines. Confident in my mathematical aptitude, I am eager to support students in their academic endeavors. With extensive tutoring experience spanning various age groups, from elementary to college aged students, I possess a versatile skill...
Education & Certification
- University of Detroit Mercy - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- SAT Math
- SAT
- Pre-Algebra
- +12 subjects

Jacquelyn: Ann Arbor SIE course instructor
...Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM-P - Associate in Risk Management for Public Entities
- Series 7
- RICP - Retirement Income Certified Professional
- +18 subjects

Julie: Ann Arbor SIE course instructor
I am a Certified Financial Planner, Certified Financial Therapist - I with a Master of Science in Finance and a Bachelor of Business Administration. While I am a fee-only fiduciary advisor now, I have taken and passed the Series 7, Series 65, and Series 66 exams as well as the rigorous Certified Financial Planner examination. I am here to help personal finance, finance, and business students achieve their educational goals!
Subject Expertise
- SIE
- CFP
- Series 7
- Series 65
- +5 subjects

Adwait: Ann Arbor SIE course instructor
...in Finance with a minor in Computational Math, Science, and Engineering. My professional background spans finance, investment banking, and equity research, but I've always found fulfillment in helping others grasp complex conceptswhether it's breaking down financial modeling or walking through the logic of a math problem. Over the years, I've worked with students and young professionals to help build foundational skills in math, economics, business, and analytical thinking. I enjoy tailoring my teaching approach to...
Education & Certification
- Michigan State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 66
- Insurance License
- Algebra
- +13 subjects

Carlyle: Ann Arbor SIE course instructor
...for many years. In addition, I have been tutoring test prep for specific standardized assessments for professional certifications (FINRA exams), admissions to undergraduate, graduate, and professional schools for 15 years or so, and my students have found my method quite effective. I also tutor some subjects: math, English (including grammar), and writing. I am eager to work with students who are falling behind as well as those who want to get ahead.
Education & Certification
- Northwestern University - Bachelor in Arts, Psychology
Subject Expertise
- SIE
- Insurance License
- Series 24
- FINRA - Financial Industry Regulatory Authority
- +70 subjects

Danny: Ann Arbor SIE course instructor
...a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're looking for a disciplined approach to get to...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 86
- Series 7
- Series 63
- +11 subjects

Joyce: Ann Arbor SIE course instructor
...a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success....
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 86
- Series 52
- FINRA - Financial Industry Regulatory Authority
- +31 subjects

Michael: Ann Arbor SIE course instructor
...Finance from Capella University. Since earning my PhD in 2020, I have been instructing at three online universities, teaching finance, accounting, and emergency management. I am also a Commercial Pilot and Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects

Joseph: Ann Arbor SIE course instructor
...am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 9
- Series 22
- +48 subjects
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- Series 7
- Series 66
- +35 subjects

Ross: Ann Arbor SIE course instructor
...Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- Series 7
- Series 24
- +22 subjects

Edward: Ann Arbor SIE course instructor
...25 plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 26
- +26 subjects

Kyle: Ann Arbor SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- +11 subjects

John: Ann Arbor SIE course instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 4
- Series 7
- +38 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 10
- Series 7
- Series 66
- +9 subjects

Michael: Ann Arbor SIE course instructor
...various jobs while I may of started with book knowledge practical applications are different in terms of how things work to some degree. I started my career on the Coffee, Sugar and Cocoa exchange's trading floor at a young age, then moved upstairs to run Bear Stearns's energy futures desk using my options knowledge and learning the energy complex. So wearing the sales/trader/strategist hat I built a team to assist oil companies hedge using futures...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 44 - NYSE Arca Options Market Maker Exam
- Series 3
- +14 subjects

Johnny: Ann Arbor SIE course instructor
...with honors( cum laude). While serving in the Army I was an Instructor and I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 26
- Series 65
- +14 subjects

Mark: Ann Arbor SIE course instructor
...Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Insurance License
- AIS - Associate in Insurance Services
- +73 subjects

Ryan: Ann Arbor SIE course instructor
...complex financial concepts and apply them in real-world scenarios. With a background in execution trading at top financial institutions, I bring a practical, hands-on approach to CFA and Series 7 tutoring. My teaching is rooted in my own academic success, having graduated Magna Cum Laude with a BBA in Corporate Finance & Alternative Investments from University of Massachusetts-Amherst. I'm passionate about helping students not only succeed but feel confident and excited about their learning journeybecause...
Education & Certification
- University of Massachusetts Amherst - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 3
- FINRA - Financial Industry Regulatory Authority
- +6 subjects

Harrison: Ann Arbor SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- +20 subjects