Varsity Tutors can connect you with Series 9 prep training options that can help you remain focused and motivated as you work to reach for your goals. You can choose to enroll in private Series 9 prep tutoring, a course, or a combination of the two. When you let us connect you with a personal mentor, you can explore the content and expectations of the exam as thoroughly as you need. Alternatively, you can enroll in a comprehensive online course alongside a group of your peers while a qualified teacher offers advice and suggestions.
The Series 9 is one of two General Securities Sales Supervisor Qualification Exams, the other being Series 10. The Series 9 is designed to analyze your grasp of the key concepts and skills that you will need in order to perform in the role of a general securities sales supervisor. There are four major focuses on the Series 9: Supervise the Opening and Maintenance of Customer Options Accounts, Supervise Sales Practices and General Options Trading Activities, Supervise Options Communications, and Supervise Associated Persons and Personnel Management Activities. Before you can take this exam, you will need to be sponsored by a FINRA member firm, as well as have passed the SIE and Series 7 exams.
What kind of benefits can I receive from the Series 9 prep training options available to me?
If you opt for an online Series 9 prep course, you can work alongside your classmates as your expert instructor explores everything related to the exam. Unlike other products on the market, our classes offer live, real-time instruction rather than pre-recorded lessons. Your teacher doesn't have to follow a strict curriculum. Instead, they can make adjustments to their overall lesson plan based on what your entire class is comfortable with. For example, if you and your peers are comfortable with the FINRA rules that you need to know the test, your instructor can pivot to the impact of options assignments. They can even provide in-class assignments to facilitate collaboration with your peers. Your instructor can even set aside time to work with you independently after lessons.
A Series 9 prep tutor can offer a completely custom test review experience that revolves around you. They can assess your skills, strengths, and weaknesses to put together a study plan that can cater to your goals. We can find you a mentor who can go over concepts at a pace that is conducive to your learning tendencies, whether you prefer information when it's presented visually, aurally, or through activity.
Whether you choose classes or private tutoring, you can receive high-quality instruction that can take your studies to a new level. When you work with a teacher, you can practice taking exams. This can help you feel more comfortable with the format, rules, types of questions, and other factors of the exam.
How can I find the time to fit online Series 9 prep into my life?
At Varsity Tutors, we understand how busy your life can be. We do everything we can to make it easy for you to get the preparation you need to put your best foot forward on the exam. When you choose to enroll in a Series 9 prep class, your classes take place online using a virtual classroom environment. You don't have to stress about getting caught in traffic as you fight to get to a specific location when you can just log onto your computer to participate in real-time instruction from an expert Series 9 prep teacher.
On the other hand, when you let us find you a capable Series 9 prep tutor for you, you can receive just as much convenience. We work hard to ensure that you are connected with someone who has the availability and skills you need to make progress towards your educational and professional goals. We can even enable your choice of in-person and online instruction. Online Series 9 prep tutoring is done over our Live Learning Platform. This proprietary platform contains a variety of handy features that can improve the efficacy of your lessons. For instance, you can video chat with your instructor as they lead you through lessons on due diligence requirements and the Anti-Money Laundering Compliance Program. Every study session is automatically recorded and stored on the platform, where you can always access their advice.
Can I sign up for online Series 9 prep today?
If you'd like to enlist the support of an expert who can guide you through the material covered on the Series 9, reach out to Varsity Tutors right away. Our educational consultants are standing by to answer any questions you have about how you can benefit from learning from a skilled Series 9 prep tutor. You can rely on us to enroll you in private education or test prep courses that can fit into your life.

Andrea: Series 9 test prep instructor
...from the University of Central Missouri, and have developed a deep understanding of the principles of finance, accounting, economics, investment products, and business topics through 8 years of experience working in corporate finance. In addition to my professional experience, I have a proven track record of tutoring peers, colleagues, and students in finance-related subjects over the course of 4 years and served as lead business tutor of my undergraduate university. My tutoring approach is focused...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 9
- Series 7
- Series 24
- SIE
- +56 subjects

Michael: Series 9 test prep instructor
...I am also a Commercial Pilot and Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets,...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- Series 65
- Series 66
- SIE
- +16 subjects

Aimee: Series 9 test prep instructor
...education and music theory/composition from George Fox University. I am currently pursuing board certification in music therapy. I have worked in the field of education for 15+ years and am completing my 9th year as a licensed teacher. I have experience with individuals with disabilities, English language learners and gifted students, both in my personal and professional experiences. I specialize in working with multi-exceptional learners. I am a licensed teacher in two states, with endorsements...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- PRAXIS
- CPA
- CSET - California Subject Examinations for Teachers
- +146 subjects

Hal: Series 9 test prep instructor
...the interest, will benefit from the best possible learning situation that can be provided and consequently contribute to the whole of society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 9
- Series 27
- Insurance License
- Series 99
- +171 subjects
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 63
- Series 4
- Series 10
- +4 subjects

Danny: Series 9 test prep instructor
...my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66,...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 24
- +11 subjects

Brian: Series 9 test prep instructor
...Finance and Law. I also received a certificate in Black Studies with honors. I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 63
- Series 65
- FINRA - Financial Industry Regulatory Authority
- +22 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 7
- Series 65
- Series 6
- +16 subjects

Michael: Series 9 test prep instructor
...My passion for helping students stems from a deep commitment to making this journey as smooth and rewarding as possible. I believe that learning should be engaging and memorable. That's why I bring a creative approach to my tutoring, using fun and innovative methods to simplify complex concepts and make exam content stick. By turning challenging material into engaging lessons, I strive to build not just understanding but also confidence in my students. Seeing my...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 9
- Series 6
- Series 66
- Series 65
- +12 subjects

Nhan: Series 9 test prep instructor
...to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 24
- CPA
- Series 65
- +78 subjects
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- Series 10
- Series 7
- Series 63
- +22 subjects