As you prepare for the Series 6 exam, consider a Series 6 course from Varsity Tutors. Series 6 courses allow you to receive resources and instruction that can address your study needs. Your time in a Series 6 class is focused around your needs and goals.
The Series 6 exam is also referred to as the Investment Company and Variable Contracts Products Representative Qualification Examination. Those who pass the exam are certified to become investment company and variable contracts products representatives. A Series 6 license certifies holders to pursue jobs such as financial advisors, investment advisors, and private bankers. A Series 6 class can help you to prepare by familiarizing you with the content and structure of the exam. Below is an overview of the structure of the Series 6 exam:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 50 | 1 Hour and 30 Minutes | 70% | Security Industry Essentials (SIE) |
Series 6 courses take place online. Our Live Learning Platform allows you to meet for Series 6 classes from anywhere with an internet connection. Because commuting to meetings can make accessing private tutoring more difficult for some people, we offer our Live Learning Platform as a way for more people to experience Series 6 prep courses. When you register for a Series 6 prep course, we will connect you to a tutor who meets your availability as well as possible.
During a Series 6 prep class, you receive one-on-one attention from a skilled tutor. Your instructor can take time to help you make the most of your Series 6 prep course by attending to your learning style and giving helpful feedback. You can listen to expert lectures, watch video lessons that explain key concepts, read materials relevant to the content of the exam, or practice skills that the exam tests in Series 6 prep classes. Throughout any or all of these activities, you and your tutor can talk through what you are learning to help you absorb and process the information as well as possible. The feedback and focus on your learning style can help you to develop effective habits and confidence as you approach the exam.
Also, you are able to work with your Series 6 prep course instructor to develop a study plan for your time. You can do a little bit of study in a variety of areas of the exam, or you can focus on a couple of parts of the exam in greater depth. This flexibility stems from the fact that you are not required to work through an assigned syllabus in Series 6 prep courses. You are able to make decisions based on your needs and goals as you organize your Series 6 course. Below is a list of some of the topics you can work through during your Series 6 prep course.
Series 6 Topics (non-comprehensive)
- Standards and required approvals of public communications
- Prospectus requirements
- Regulation D offerings
- Account registration types
- Retirement plans and other tax advantaged accounts
- Information security and privacy regulations
- Essential facts regarding customers and customer relationships
- Circumstances for refusing or restricting activity in an account or closing accounts
- Balance sheet and methods of inventory valuation
- Equity securities
- Capital gains and losses
- Variable life insurance and annuity contracts
- Required disclosures on specific transactions
- Account closure procedures
- Orders, offerings and transactions in customer accounts
- Use of automated execution systems
- Erroneous reports, errors, cancels and rebills
Series 6 prep classes also give you the opportunity to devise test-taking strategies that help you to maximize your time on the exam. Test-taking strategies can help you answer questions more effectively and quickly. By increasing your familiarity with these strategies, you can feel more confident and prepared during the exam.
If you are interested in the benefits that Series 6 courses from Varsity Tutors can have for your preparation, contact an Educational Consultant today.
Stephanie: Series 6 course instructor
I am a mother, teacher and life long learner, with plans to begin doctoral studies in Urban Education in the Fall of 2021. I am committed to helping students of all ages to tap into their creative minds and critical thinking capacity, enabling them to become the best version of themselves possible. Learning is fantastic and it is my honor to be able to assist every student become excited about discovery!
Education & Certification
- Methodist University - Bachelor in Arts, Accounting
- University of Notre Dame - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Elementary School Math
- Algebra
- Middle School Math
- +3 subjects
Ernesto: Series 6 course instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 6
- NASAA - North American Securities Administration Association
- Series 9
- Series 10
- +20 subjects
Joseph: Series 6 course instructor
...and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- +48 subjects
Kim: Series 6 course instructor
...I have had to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- Series 6
- Series 7
- Series 79
- Insurance License
- +46 subjects
Robin: Series 6 course instructor
...around fostering critical thinking, encouraging open communication, and making complex concepts accessible. I aim to create an interactive learning environment where students feel supported and motivated to succeed. Outside of academia, I am deeply involved in relationship management and business development, which keeps me connected to the practical applications of the subjects I teach. I have both classroom experience and experience working with those that need a little extra time to learn the materials.
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Series 63
- SIE
- Series 7
- +23 subjects
Kevin: Series 6 course instructor
...and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 7
- Series 3
- Series 30
- +41 subjects
Nancy: Series 6 course instructor
...college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 24
- SIE
- Series 63
- +83 subjects
Sarah: Series 6 course instructor
...boasting an impressive pass rate. My teaching style is rooted in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types,...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- Series 6
- SIE
- CFP
- Series 63
- +36 subjects
Lonie: Series 6 course instructor
...teach as a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- Series 6
- SIE
- Insurance License
- Series 7
- +21 subjects
Jorge: Series 6 course instructor
...rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their efforts to achieve success.
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 65
- +36 subjects
Sean: Series 6 course instructor
...financial services industry. I have obtained my Life and Health, SIE, Series 7, and Series 66 licenses and am eager to share my tips and tricks to passing these exams with flying colors. When teaching I prefer to apply real world application of topics in order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 6
- Series 66
- Insurance License
- Series 7
- +2 subjects
Mark: Series 6 course instructor
...Years of Scientific Expertise within Public Service, Emergency Management, and Pharmaceutical background. My dedicated focus is on Chemistry based subjects with multiple degrees to back up my knowledge; B. SCI Chemistry, MBA, M. SCI Pharmaceutical Sciences. If you are looking for answers in science, chemistry and math. I have probably got my hands on it directly. Have years of Scientific Expertise with degrees and awards to back up these words. I will be your person...
Education & Certification
- New Jersey Institute of Technology - Bachelor of Chemistry, Chemistry
- Rowan University - Master of Science, Pharmaceutical Sciences
Subject Expertise
- Series 6
- MPJE - Illinois
- Graduate Level Biology
- Managerial Accounting
- +221 subjects
Paul: Series 6 course instructor
...exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in your personal endeavors.
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- Series 6
- Series 99
- Series 24
- SIE
- +17 subjects
Daniel: Series 6 course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- Series 6
- CLU - Chartered Life Underwriter
- Series 7 - General Securities Representative Exam (Stockbroker)
- CPA
- +25 subjects
William: Series 6 course instructor
...now recently the SIE as well. I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including (Kaplan, ExamFX, Training Consultants, STC and Achievable) I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- Series 6
- Series 24
- Series 3
- Series 65
- +30 subjects
Edward: Series 6 course instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 6
- Series 63
- Series 66
- Series 7
- +24 subjects
Aleta: Series 6 course instructor
...services industry, I have passionately seen my primary role as an educator. This is equally important to me as a tutor. During my career, I obtained the Certified Series 7, 6, 63, and 65 and the Life, Health, Annuities and Variable Contracts Producer License within various states. I also hold an MBA in finance. I own a financial consulting firm providing financial coaching, financial educational presentations/events, academic instruction and money management skills individually and within...
Education & Certification
- University of Miami - Bachelor in Arts, Public Relations
- Hampton University - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 63
- SIE
- Series 65
- +27 subjects
Garth: Series 6 course instructor
...I manage a sales team at T. Rowe Price. I am FINRA Series 7, Series 6, Series 63, Series 24, and Series 66 registered in all 53 jurisdictions. In previous roles, I was responsible for mentoring and supporting associates tasked with passing various FINRA licenses, as well as the following exams: CRPC, CFP, ChFC. Additionally, I am a Chartered Retirement Planning Counselor (CRPC). I have experience working with first time test takers as well as...
Education & Certification
- Lebanon Valley College - Bachelor of Science, Business Administration and Management
- Loyola University Maryland - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- CFP
- Series 65
- Series 7
- +26 subjects
James: Series 6 course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- Series 6
- Series 9
- Series 63
- Series 79
- +24 subjects
Myles: Series 6 course instructor
...of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the industry. I have taught on a one-on-one basis, in virtual classes of about 12-15 students, and have led SIE and Series 63 classes for a...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- Series 6
- Series 63
- SIE
- Series 7
- +4 subjects