As you prepare for the Series 6 exam, consider a Series 6 course from Varsity Tutors. Series 6 courses allow you to receive resources and instruction that can address your study needs. Your time in a Series 6 class is focused around your needs and goals.
The Series 6 exam is also referred to as the Investment Company and Variable Contracts Products Representative Qualification Examination. Those who pass the exam are certified to become investment company and variable contracts products representatives. A Series 6 license certifies holders to pursue jobs such as financial advisors, investment advisors, and private bankers. A Series 6 class can help you to prepare by familiarizing you with the content and structure of the exam. Below is an overview of the structure of the Series 6 exam:
Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
Multiple-Choice | 50 | 1 Hour and 30 Minutes | 70% | Security Industry Essentials (SIE) |
Series 6 courses take place online. Our Live Learning Platform allows you to meet for Series 6 classes from anywhere with an internet connection. Because commuting to meetings can make accessing private tutoring more difficult for some people, we offer our Live Learning Platform as a way for more people to experience Series 6 prep courses. When you register for a Series 6 prep course, we will connect you to a tutor who meets your availability as well as possible.
During a Series 6 prep class, you receive one-on-one attention from a skilled tutor. Your instructor can take time to help you make the most of your Series 6 prep course by attending to your learning style and giving helpful feedback. You can listen to expert lectures, watch video lessons that explain key concepts, read materials relevant to the content of the exam, or practice skills that the exam tests in Series 6 prep classes. Throughout any or all of these activities, you and your tutor can talk through what you are learning to help you absorb and process the information as well as possible. The feedback and focus on your learning style can help you to develop effective habits and confidence as you approach the exam.
Also, you are able to work with your Series 6 prep course instructor to develop a study plan for your time. You can do a little bit of study in a variety of areas of the exam, or you can focus on a couple of parts of the exam in greater depth. This flexibility stems from the fact that you are not required to work through an assigned syllabus in Series 6 prep courses. You are able to make decisions based on your needs and goals as you organize your Series 6 course. Below is a list of some of the topics you can work through during your Series 6 prep course.
Series 6 Topics (non-comprehensive)
- Standards and required approvals of public communications
- Prospectus requirements
- Regulation D offerings
- Account registration types
- Retirement plans and other tax advantaged accounts
- Information security and privacy regulations
- Essential facts regarding customers and customer relationships
- Circumstances for refusing or restricting activity in an account or closing accounts
- Balance sheet and methods of inventory valuation
- Equity securities
- Capital gains and losses
- Variable life insurance and annuity contracts
- Required disclosures on specific transactions
- Account closure procedures
- Orders, offerings and transactions in customer accounts
- Use of automated execution systems
- Erroneous reports, errors, cancels and rebills
Series 6 prep classes also give you the opportunity to devise test-taking strategies that help you to maximize your time on the exam. Test-taking strategies can help you answer questions more effectively and quickly. By increasing your familiarity with these strategies, you can feel more confident and prepared during the exam.
If you are interested in the benefits that Series 6 courses from Varsity Tutors can have for your preparation, contact an Educational Consultant today.
Ben: Series 6 course instructor
...with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- Series 6
- SIE
- Series 63
- College Level American History
- +45 subjects
Aleta: Series 6 course instructor
With more than 37 years experience in the financial services industry, I have passionately seen my primary role as an educator. This is equally important to me as a tutor. During my career, I obtained the Certified Series 7, 6, 63, and 65 and the Life, Health, Annuities and Variable Contracts Producer License within various states. I also hold an MBA in finance. I own a financial consulting firm providing financial coaching, financial educational presentations/events,...
Education & Certification
- University of Miami - Bachelor in Arts, Public Relations
- Hampton University - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 65
- SIE
- Series 7
- +27 subjects
DeSean: Series 6 course instructor
I'm passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- Series 6
- SIE
- Series 63
- Professional Certifications
- +13 subjects
Hal: Series 6 course instructor
...was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 6
- Series 22
- Series 63
- Series 27
- +171 subjects
James: Series 6 course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- Series 6
- Series 57
- CFP
- Series 9
- +23 subjects
Education & Certification
- SIUCarbondale - Bachelor of Science, Management Science
- Walden University - Doctor of Philosophy, Finance
Subject Expertise
- Series 6
- Series 31
- Series 63
- Series 7
- +43 subjects
Kevin: Series 6 course instructor
...accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 7
- Series 24
- SIE
- +41 subjects
Kyle: Series 6 course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- SIE
- +10 subjects
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- Series 6
- Series 22
- Real Estate License
- Series 66
- +20 subjects
Claudio: Series 6 course instructor
CFA level 1 candidate with diversified graduate-level education in econometrics, derivatives, corporate finance, economics and financial statement analysis. I am a team player, goal oriented, trustworthy. I am fluent in Spanish and English and I am the former President of the Latino Student Association at BYU- Hawaii. I have been educated in 3 different continents. Registered Representative (Series 7)
Education & Certification
- Brigham Young University-Hawaii - Bachelor of Science, Business Administration and Management
- Trinity College - Master of Science, Finance
Subject Expertise
- Series 6
- Series 7
- Series 63
- Series 65
- +34 subjects
Kim: Series 6 course instructor
...that time, I have had to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- SIE
- Series 63
- +46 subjects
Mark: Series 6 course instructor
...Currently 15 Years of Scientific Expertise within Public Service, Emergency Management, and Pharmaceutical background. My dedicated focus is on Chemistry based subjects with multiple degrees to back up my knowledge; B. SCI Chemistry, MBA, M. SCI Pharmaceutical Sciences. If you are looking for answers in science, chemistry and math. I have probably got my hands on it directly. Have years of Scientific Expertise with degrees and awards to back up these words. I will be...
Education & Certification
- New Jersey Institute of Technology - Bachelor of Chemistry, Chemistry
- Rowan University - Master of Science, Pharmaceutical Sciences
Subject Expertise
- Series 6
- MPJE - Illinois
- English
- GMAT
- +221 subjects
Jennifer: Series 6 course instructor
...learning and sharing my wisdom shines through my positive energy-my students give me the greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales,...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- Series 6
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Real Estate License
- +3 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 6
- Series 65
- CPA
- FRM
- +14 subjects
Garth: Series 6 course instructor
...industry. Currently I manage a sales team at T. Rowe Price. I am FINRA Series 7, Series 6, Series 63, Series 24, and Series 66 registered in all 53 jurisdictions. In previous roles, I was responsible for mentoring and supporting associates tasked with passing various FINRA licenses, as well as the following exams: CRPC, CFP, ChFC. Additionally, I am a Chartered Retirement Planning Counselor (CRPC). I have experience working with first time test takers as...
Education & Certification
- Lebanon Valley College - Bachelor of Science, Business Administration and Management
- Loyola University Maryland - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- Series 65
- +26 subjects
Scot: Series 6 course instructor
...and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- Series 6
- Series 82
- Series 22
- Series 79
- +12 subjects
Jorge: Series 6 course instructor
...enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- Series 6
- Series 63
- Insurance License
- Series 66
- +33 subjects
James: Series 6 course instructor
...I have taught personal finance at a university and enjoy guiding people through financial planning discussions -- including investment planning, insurance planning, retirement planning, estate planning and tax planning. In addition, I spent 25 years as an EMT and paramedic and have taught many medical classes at high schools and community colleges. I have been a CPR and advanced first aid instructor since 1991. I have been a Wilderness Advanced First Aid instructor since 2010....
Education & Certification
- Asbury University - Bachelor in Arts, Ancient Near Eastern and Biblical Languages
- Liberty University - Master of Arts, Theology
- The American College - Master of Science, Financial Planning
- Auburn University - Doctor of Philosophy, Vocational-Technical Education
Subject Expertise
- Series 6
- EMT - Emergency Medical Technicians
- Series 53
- WMCP - Wealth Management Certified Professional
- +27 subjects
Isaiah: Series 6 course instructor
...Currently, I am in my last semester of finishing up my Master's Degree in Mathematics. For four years I taught math in Montgomery Public School system (Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- Series 6
- Insurance License
- SIE
- Series 65
- +29 subjects
Sean: Series 6 course instructor
...in the financial services industry. I have obtained my Life and Health, SIE, Series 7, and Series 66 licenses and am eager to share my tips and tricks to passing these exams with flying colors. When teaching I prefer to apply real world application of topics in order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 6
- SIE
- Series 66
- Series 7
- +2 subjects