If you are looking for a Charlotte Series 7 exam course to help you prepare for an upcoming exam date, Varsity Tutors can assist you in this endeavor. Perhaps you are a student at a local college such as Queens University of Charlotte and have already completed coursework that covered the content you will face on this exam. An online prep course can help you review the material you learned in these classes and provide you with resources to assist you during your test prep process. The Series 7 Exam is a complex and thorough test, and for those who are taking it, enrolling in an exam prep course can help them feel better prepared and more confident about the material on test day.
What Are Some of the Topics a Charlotte Series 7 Exam Class Can Cover?
The Series 7 exam is taken by people who wish to be stockbrokers in the United States. You must already have completed the Security Industry Essentials exam before you take the Series 7. It is a necessary requirement to gain the appropriate licensure - without this, you are not legally allowed to participate in this kind of work. The exam is structured in a multiple-choice format and consists of 125 questions, which are to be completed within three hours and forty-five minutes. A test taker must receive a score of 72 percent or higher in order to pass the exam and be granted their certification.
This test is broken down into approximately four categories. The first section is "Seeks Business for the Broker-Dealer from Customers and Potential Customers," which accounts for 7 percent of the exam. The second section is "Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives," which accounts for 9 percent of the exam. The third section, "Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records," is the largest section, and accounts for 73 percent of the test. The final section, "Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes and Confirms Transactions," accounts for 11 percent of the exam.
The exam assesses how well you would be able to perform as a general securities representative. It focuses on areas as corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities. Some of the topics that the Charlotte Series 7 exam class instructor will cover may include such items as various types of regulation, 529 plans, customer disclosures, investment recommendations, and trade executions.
What Are the Benefits of Taking a Charlotte Series 7 Exam Course?
As previously stated, there is a significant amount of material which you will be expected to know when you take the Series 7 exam, which is why enrolling in an online course provided by Varsity Tutors is a wise decision.
Many students find the process of trying to learn all that information on their own to be very overwhelming. Enrolling in a Charlotte Series 7 Exam course may help you to feel more like you are part of a team of people who are all trying to achieve a common goal. If you find that you are struggling with a specific concept, it is very easy to ask your instructor for assistance through our Live Learning Platform. You can also request one-on-one time with your course instructor if you're looking for even more reinforcement on a particular topic.
Another benefit of enrolling in a course is that you are able to integrate it into your schedule fairly easily, based on your own availability throughout the day. These courses are offered during the morning, afternoon, and at night, so whether you are a busy working professional or a student who only has an hour or two to spare each day, you should still be able to enroll in the course. New courses begin enrollment each month, which makes it easy for you to start at a time that works for you.
An additional benefit is that you can take these classes from anywhere, including the comfort of your own home or a local café, if you so choose. The only requirements for attending a course are access to a reliable internet connection.
How Can I Sign Up For a Charlotte Series 7 Exam Prep Course?
Signing up for one of these classes is as easy as reaching out to one of the educational consultants at Varsity Tutors, who will be able to answer any questions you may have and get you signed up for the Charlotte Series 7 exam course of your choosing.
Roman: Charlotte Series 7 course instructor
...the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. It's a great field to work in, so whenever I can help someone pass the entry exams, it feels great! My goal as your tutor is simple: To help you pass the exam on the first attempt. I take care to assess your starting position and help you...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- Series 7
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +59 subjects
Matthew: Charlotte Series 7 course instructor
...matter to me, it became a part of my lifestyle! Everywhere I go I look at different businesses and try to understand what they do, how did they get there, why are they there and what would I do if I need to improve their business? One of the many reasons why I love teaching people about business is because it gives me an excuse to talk about it. More importantly, it also allows me...
Education & Certification
- East Carolina University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Series 24
- Series 3
- Series 63
- +14 subjects
Chris: Charlotte Series 7 course instructor
...finance since 1984 with leading investment firms including Morgan Stanley, Credit Suisse and Fidelity Investments. I have also taught finance at the college level and I have taught economics and history at the high school level since 1990. Many of my former students went on to study economics at schools like Stanford, Princeton, USC, Wharton and my alma mater, the University of Michigan. I will make the study of finance and economics not only fun,...
Education & Certification
- University of Michigan-Ann Arbor - Bachelor in Arts, Economics
- Wesleyan University - Master of Arts, History
Subject Expertise
- Series 7
- Series 65
- UK A Level
- Business
- +9 subjects
Candice: Charlotte Series 7 course instructor
...of being an educator to me is the prospect of very adventurous days helping teach children from all around how to strengthen themselves academically and with my background being in social work, being able to connect with students from a different and meaningful perspective. I have taught grades 3- 11th professionally on and off for about 5 years, being a private tutor as well. My personal favorite subjects are ELA, reading comprehension and vocabulary. I...
Education & Certification
- North Carolina A & T State University - Bachelor of Science, Social Work
- Winthrop University - Master of Social Work, Social Work
Subject Expertise
- Series 7
- Series 63
- Pre-Algebra
- English
- +17 subjects
Richa: Charlotte Series 7 course instructor
Hi everyone! My name is Richa and I'm a sophomore at UNC Chapel Hill! I have lots of experience with tutoring kids of various ages. I have worked at Mathnasium and was the president of the math honors society in high school. Whether it be school work or ACT prep, I'm happy to help!
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- Other
- Middle School Reading Comprehension
- Test Prep
- +15 subjects
Edward: Charlotte Series 7 course instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Series 79
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects
Alexander: Charlotte Series 7 course instructor
...and understanding of test-taking logic and strategy. When you work with me, I will show you the best practices, strategies, and techniques that allowed me to pass the CFP in UNDER SIX MONTHS with a 90% blended score on my only full practice exam. Most candidates spend at least a year on their first attempt! I know which methods work and which are a waste of precious effort! Working with me, you will have an...
Education & Certification
- Indiana University-East - Bachelor in Arts, Creative Writing
Subject Expertise
- Series 7
- Series 6
- SIE
- Series 65
- +37 subjects
Pamela: Charlotte Series 7 course instructor
...Trainer classes. I enjoy making a connection with my students (regardless of subject matter or age of learner) and thoroughly understanding their needs and objectives. I think mutual learning can occur from either a teacher or student position and I firmly believe that we should always be learning something new! I am huge proponent of continually improving oneself and believe lifelong learning keeps us happy, healthy and improves our quality of life.
Education & Certification
- University of Colorado Boulder - Bachelor of Science, International Marketing
Subject Expertise
- Series 7
- Series 66
- Insurance License
- Series 22
- +69 subjects
edward: Charlotte Series 7 course instructor
I am a person with an easy-going personality style with complete empathy for your situation. I am 100% committed I graduated from the University of South Florida in 1986 and got my Real Estate License from the State of Florida that same year. In addition, I achieved the status as a Licensed Real Estate Broker in 1992 and have owned and managed various brokerages throughout my career as the Broker of Record.
Education & Certification
- University of South Florida-Main Campus - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Series 24
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- +7 subjects
Kristin: Charlotte Series 7 course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- Series 7
- Series 63
- SIE
- Series 66
- +1 subjects
Sean: Charlotte Series 7 course instructor
...order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree from Arizona State University and have been working as a Financial Advisor since 2019 obtaining multiple industry awards as well as managing my own book of business. I believe my firsthand experience gives me a...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 7
- SIE
- Insurance License
- Series 66
- +2 subjects
Dennis: Charlotte Series 7 course instructor
...24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- Series 7
- Series 55
- Series 24
- SIE
- +49 subjects
Sebastian: Charlotte Series 7 course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- CFA
- Series 7 - General Securities Representative Exam (Stockbroker)
- CPA
- +14 subjects
Christopher: Charlotte Series 7 course instructor
...outs of the stock market! I went to school for electrical engineering, but my passion has always been in finance. I have had experience trading stocks on my own, and eventually used that knowledge to become licensed (SIE, Series 7, Series 63) and become a successful broker through E*TRADE! I love kayaking and other outdoor activities in my spare time. Please be open! I will do what it takes to help you out.
Education & Certification
- Chattahoochee Technical College - Associate in Science, Biomedical Engineering
Subject Expertise
- Series 7
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Algebra
- +7 subjects
John: Charlotte Series 7 course instructor
...relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- Series 63
- SIE
- CFA
- +20 subjects
Andrew: Charlotte Series 7 course instructor
...have experience in the applied application of academic theory. I am adept at teaching economics and finance, as well as topics in math, statistics, business administration, and standardized testing including several of the Series Exams. My teaching philosophy begins with understanding a student's goals and helping them achieve success both inside and outside of the classroom. I can use elements of a student's background to relate complex subjects in a way that is more familiar...
Education & Certification
- UNC Chapel Hill - Bachelors, Economics & Psychology
- Georgetown University - Masters, Finance
Subject Expertise
- Series 7
- Series 63
- Series 3
- Series 55
- +70 subjects
Casey: Charlotte Series 7 course instructor
...graduation, I have worked as an accountant and registered financial broker. I have developed a passion for training others and helping them gain the knowledge they need to grow within their careers. While I have most of my experience in the business world, I believe that a strong understanding in Math can lay the groundwork for building the life of your dreams. In my spare time, I enjoy cooking, travel, spending time with my family,...
Education & Certification
- Florida Atlantic University - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +25 subjects
Christopher : Charlotte Series 7 course instructor
My name is Chris. I'm 25 years old and work in investment banking. I enjoy learning about and teaching all things related to business and history. Other than banking and tutoring, I'm also working on three startups as either a co-founder or leading business development. I also have my Series 7, 63 and 79 I like to take complex ideas and break them down with more simple terminology and application to real world scenarios.
Education & Certification
- The University of Alabama - Bachelor in Business Administration, Finance
Subject Expertise
- Series 7
- Business
- Algebra 2
- English
- +68 subjects
Mary: Charlotte Series 7 course instructor
...focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Series 99
- Series 52
- Series 24
- +109 subjects
Scott: Charlotte Series 7 course instructor
...and research skills that will enhance my decision-making process and assist me in solving complex and practical issue currently facing the education industry. Completion of the doctorate program will also open up new opportunities for personal growth. It will provide the opportunity to teach highly motivated students, undertake research and develop satisfying professional relations with colleagues across the country and world without parallel in most other professions. Being a professor also means having the opportunity...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Industrial and Organizational Psychology
- University of Pittsburgh-Pittsburgh Campus - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Microsoft Excel
- PC Basic Computer Skills
- Professional Certifications
- +12 subjects