Study for the SIE with the guidance of expert instructors when you enroll in Varsity Tutors' Tampa SIE course. Students from The University of Tampa and the University of South Florida who are aspiring to work as professionals in the securities industry need to take the SIE as the first step towards their dream career. There is a great value to having experienced and knowledgeable SIE instructors who can not only help you become more familiar with the test content but also teach you some test-taking techniques to boost your performance on the test. If you want to experience quality review from expert academic mentors, the Tampa SIE prep course can be the solution to your test prep needs.
What are some of the topics a Tampa SIE class can cover?
The Securities Industry Essentials or SIE assesses a person's knowledge of fundamental concepts in the securities industry such as the structure of the securities industry markets, types of products and their risks, functions of regulatory industries, and prohibited practices.
There are 75 multiple-choice questions in the test distributed in four sections called "Functions." Function 1 is Knowledge of Capital Markets. This part has 12 questions on topics covering FINRA rules, regulatory entities, structure and participants, and offerings. Function 2 is called Understanding Products and Their Risks. This has 33 questions that cover categories like exchange-traded funds, MSRB rules, and real estate investment trusts (REITs). Function 3 is Understanding Trading, Customer Accounts, and Prohibited Activities and has 23 questions that test you on topics like anti-money laundering laws, NASD rules, compliance considerations, and market manipulation. Function 4 is called Overview of the Regulatory Framework. There are 7 questions in this part and they test you on your knowledge of SEC rules, employee conduct, and reportable events.
Each of the four sections of the SIE also has a particular weight on your test score: Function 1 is 16% of the exam, Function 2 is 44%, Function 3 is 31% of the exam, and Function 4 is 9 percent. The entire test lasts for 1 hour and 45 minutes and 70% is the passing mark. Your Tampa SIE class instructor can help you become more familiar with each section of the test and can also give effective test-taking techniques that can help you answer with confidence during test day.
What are the advantages of enrolling in a Tampa SIE course?
The course is led by experienced SIE instructors who have several years of industry and SIE experience. You can be at ease knowing that you are learning from highly qualified teachers which may not be the case if you are doing your review on your own. It's easy to get confused and disorganized when studying for a standardized test like the SIE, so with the guidance of your instructor, you can also be confident that you are reviewing exam-relevant material.
Do you need help on topics like Definition and Identification of Risk Types? Are there concepts under Books and Records and Privacy Requirements that you are struggling with? If you feel you need extra help, you can ask to meet your instructor 1-on-1. This is another advantage that the Tampa SIE class offers that may not be readily available in traditional ways of reviewing for the SIE.
If you are concerned about the schedule of the course and if you can actually have the time to study, then you'll be relieved to know that you can complete your entire review online. No need to set aside extra hours for your preparation and commute. No need to worry about being late. As long as you have an internet connection, you can log into the virtual classroom and start learning in the comfort of your home. And because it's online, we can offer more course times for you to choose from. Study in the morning, in the evening, or anytime in between. There are also weekday and weekend classes, which are also perfect for working professionals.
Wondering how you can ask questions during the class? The online SIE class is live, so you can interact with your instructor and classmates as if you were in a physical classroom. You can get immediate answers to your questions and learn together with a group.
How can I enroll in a Tampa SIE course?
The SIE is a very important requirement and we know that many prospective candidates can easily get confused and overwhelmed once they start preparing for the test. Call Varsity Tutors now and sign up for our Tampa SIE course so you can receive structured, quality SIE review from expert SIE instructors.
Joseph: Tampa SIE course instructor
...develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce Management Certified credentials, in addition to several project...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 7
- Series 79
- Series 4
- +30 subjects
Jennifer: Tampa SIE course instructor
...over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the future. I enjoy sharing my tips and tools on how keep your "mind-over-matter" when taking exams!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Series 6
- Real Estate License
- Series 7
- +10 subjects
Steven: Tampa SIE course instructor
...interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries, and worked closely with senior executives and investors experiences that shape how I teach and mentor today. I'm patient, flexible, and committed to making sure our sessions are productive, engaging, and...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Pre-Algebra
- +18 subjects
Richard: Tampa SIE course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 65
- Series 22
- Insurance License
- +20 subjects
Johnathan: Tampa SIE course instructor
...Police Department, to work for the Deputy Commissioner of Management and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and affordable health care. In 2016 I was appointed by the Governor of New York State to be a local board member on the Selective Service Board in my neighborhood. By...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- GRE Verbal
- ACT Math
- History
- +36 subjects
Kevin: Tampa SIE course instructor
...of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 79
- Series 66
- +41 subjects
Mark: Tampa SIE course instructor
...Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in SPANISH P.S. I have multiple testimonials from my...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 57
- Series 63
- +73 subjects
Harrison: Tampa SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +20 subjects
John: Tampa SIE course instructor
...valuable experience tutoring my peers. With over 2 years of tutoring experience, I specialize in Series 65, SIE, accounting, and corporate finance. My teaching philosophy is centered on making complex topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background includes hands-on experience at PwC and...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- AACN - American Association of Colleges of Nursing
- CFA
- +17 subjects
DeSean: Tampa SIE course instructor
...passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 6
- +14 subjects
Bryan: Tampa SIE course instructor
...Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 66
- +5 subjects
David: Tampa SIE course instructor
Independent Financial Advisor and Political Junkie. If you need to pass your series exams or need to learn about our political system here in The United States I'm your guy!
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 63
- +9 subjects
Gabriel: Tampa SIE course instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 65
- +24 subjects
William: Tampa SIE course instructor
...add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they grasp the concepts and strategies needed to pass these exams. of different educational products including,...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 52
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- +30 subjects
Evan: Tampa SIE course instructor
...from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 7
- Series 65
- +27 subjects
Aaron: Tampa SIE course instructor
...economics. I hold over 2 years of experience working in investment banking and private equity. During college, I was a teaching assistant for courses covering investment banking, political economy and macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Business Writing
- +31 subjects
David: Tampa SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 65
- Series 9
- Series 66
- +16 subjects
Michael: Tampa SIE course instructor
...such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to find their strengths and weaknesses, the focus on increasing their strengths and improving on their weaknesses. I also find various ways to...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 24
- +16 subjects
Hunter: Tampa SIE course instructor
I am here to help you become as successful as possible.
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- SAT Reading
- +16 subjects
James: Tampa SIE course instructor
...banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Business Writing
- +34 subjects