Contact Varsity Tutors for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
| Series 10 Section | Focus | Number of Questions |
| Section 1 | Supervise Associated Persons and Personnel Management Activities | 28 |
| Section 2 | Supervise the Opening and Maintenance of Customer Accounts | 49 |
| Section 3 | Supervise Sales Practices and General Trading Activities | 52 |
| Section 4 | Supervise Communications with the Public | 16 |
Below is a table detailing the layout of the Series 9 section of the exam:
| Series 9 Section | Focus | # of Questions |
| Section 1 | Supervise the Opening and Maintenance of Customer Options Accounts | 18 |
| Section 2 | Supervise Sales Practices and General Options Trading Activities | 19 |
| Section 3 | Supervise Options Communications | 5 |
| Section 4 | Supervise Associated Persons and Personnel Management Activities | 13 |
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from Varsity Tutors are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.
David: Series 9 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 10
- SIE
- Series 6
- +16 subjects
Nhan: Series 9 course instructor
...in Finance and Economics from Ohio University. Currently I am in another Master program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 63
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +78 subjects
Michael: Series 9 course instructor
...in Finance from Capella University. Since earning my PhD in 2020, I have been instructing at three online universities, teaching finance, accounting, and emergency management. I am also a Commercial Pilot and Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- Series 66
- Series 24
- Exam IFM - Investment and Financial Markets
- +16 subjects
Ernesto: Series 9 course instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- Series 7
- +20 subjects
Daniel: Series 9 course instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 10
- Series 63
- Series 24
- +4 subjects
Aimee: Series 9 course instructor
...with various standardized tests, both taking them and coaching students, with a proven track record of score improvement for my students. I have taken the SAT, GRE and several teacher licensure examinations. I have particular experience with coaching students on MAP testing, test taking strategies, dealing with test anxiety and closing the gap when students are behind through intensive instruction. I have lived in rural Alaska - a.k.a. the "Bush" and used to live in...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- PRAXIS
- CPA
- CSET - California Subject Examinations for Teachers
- +146 subjects
Danny: Series 9 course instructor
...develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're looking for a disciplined approach to get...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 66
- Insurance License
- Series 24
- +11 subjects
Mary: Series 9 course instructor
...laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 9
- Series 63
- Series 55
- Series 24
- +109 subjects
Brian: Series 9 course instructor
...Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Six Sigma
- Series 26
- Series 7 - General Securities Representative Exam (Stockbroker)
- +22 subjects
John: Series 9 course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 66
- Series 63
- Series 65
- +10 subjects
Frank: Series 9 course instructor
I love to teach finance/business/math. I'm happy to share how key concepts and tools are applied in practice, and how they are connected with each other.
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 10
- +22 subjects