If you're ready to invest in Series 30 prep but aren't sure how to get started, Varsity Tutors offers quality Series 30 classes to help you pursue professional success. Series 30 is the NFA Branch Managers Examination, and passing it qualifies you to work as a Branch Office Manager in a commodities and futures trading firm. If you are ready to take your Series 30 test prep to the next level, ask us to refer you to professional Series 30 tutoring services today!
One of the first components of any Series 30 prep program is a comprehensive breakdown of the test's structure and content. The exam consists of 50 multiple-choice questions administered over a testing session lasting one hour. That's not a lot of time, so Series 30 tutors may show you time management strategies to help ensure that you can answer every question. FINRA (Financial Industry Regulatory Authority) exams are also well-known for intentionally misleading questions, so you might consider incorporating practice exams into your Series 30 test prep to get a sense for what they are asking you.
You take the Series 30 at a Prometric Testing Center. You are not permitted to take anything into the testing lab with you, but you will be provided with a basic calculator and dry-erase boards to use as scrap paper. It may be tempting to use these resources at every opportunity, but doing so may waste valuable time. You might review how to use them in your Series 30 course to help you identify when and how to use them optimally.
The following list highlights some of the topics you may wish to review during your Series 30 test prep:
Series 30 Exam Topics (non-comprehensive)
- Order tickets, preparation, and retention
- NFA disciplinary process
- CPO/CTA registration requirements
- How long a CPO or CTA can use a disclosure document
- Disclosure of upfront fees and expenses
- Explanation of fees and charges to customers
- Accepting funds from customers
- Risk Disclosure Statement
- Supervision and review of discretionary accounts
- Recordkeeping of promotional material
- Customer identification program and recordkeeping
Private Series 30 test preparation allows you to concentrate on any of these topics. You might explain fees and other charges to your instructor during Series 30 courses to practice disclosing this information as required by law. Alternatively, your instructor might demonstrate proper recordkeeping of your promotional materials to keep you organized in the event of an audit. There are no artificial time restraints associated with our Series 30 prep options, so you are free to learn at your own pace.
You are also your instructor's only pupil during your Series 30 preparation, so any questions you have may be answered on the spot. In fact, many students find that the personal rapport that naturally arises as you are working with your tutor makes it easier to admit when you need help.
Varsity Tutors strives to make Series 30 test prep as convenient as possible. For example, our exclusive Live Learning Platform facilitates digital study sessions, giving you all of the advantages associated with face-to-face instruction without the hassle of a commute. We also try to match every student with an instructor who meets their scheduling needs for added flexibility. We understand how busy working professionals can get, so we try to value your time as much as you do when designing our products.
Varsity Tutors is dedicated to helping students with all of their Series 30 prep needs. If you would like to learn more about the benefits of taking a private Series 30 class, contact an Educational Consultant today!
Kevin: Series 30 test prep instructor
...government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student...
Mary: Series 30 test prep instructor
...laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the...