If you are a candidate to become a financial and operations principal, Series 28 prep from Varsity Tutors can help you prepare effectively. Series 28 prep is based around your needs and the particular challenges of the Series 28 certification exam. Series 28 test prep offers excellent resources and instruction to help you pursue your learning goals.
The Series 28 certification exam is also known as the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination. This test is intended to measure a candidate's ability to perform the functions of a financial and operations principal at the entry level. During your Series 28 test prep, you have the opportunity to investigate the specific requirements and layout of the test. The table below details the layout of the Series 28 exam:
Series 28 Sections | Focus | # Questions |
Function 1 | Financial Reporting | 16 |
Function 2 | Operations, General Securities Industry Regulations, and Preservation of Books and Records | 30 |
Function 3 | Net Capital | 31 |
Function 4 | Customer Protection, Funding and Cash Management | 18 |
When you register for a Series 28 class, we will connect you to a tutor who fits your availability as closely as possible. You will meet for your Series 28 course through our Live Learning Platform, which means you can attend your sessions from anywhere. We offer online meeting to make Series 28 tutoring more accessible and convenient for you. The live interactions you have in your Series 28 preparation can help you to study more effectively and efficiently.
Your Series 28 test preparation takes place in a one-on-one environment. Because Series 28 classes have only one student, they are able to adapt to your specific needs. Series 28 courses allow you to determine the course of study based on your goals. Series 28 tutors tailor their instruction to the material that is most important to you. During your Series 28 prep, you can learn in ways that fit your learning style. By focusing on your learning style, Series 28 prep can allow you to understand the material in a more natural and effective fashion. For example, if you struggle in the Financial Reporting section of the exam, and practice questions help you to learn, you can do ones that are similar to the questions on this portion of the test. Your instructor for your Series 28 test prep can give you live feedback as you do these problems. The live feedback you receive during Series 28 test prep can help you to develop good habits and internalize information more effectively.
Beyond the benefits of personalized learning and live feedback, Series 28 courses allow you to investigate test-taking strategies. You and your instructor for your Series 28 test preparation can look at the types of questions that appear on the exam and tailor your test-taking strategies to those particular sorts of questions. Preparing and using test-taking strategies can help you to use your time more effectively on the exam, as well as increase your confidence.
To help you maximize your time preparing for the Series 28 exam, Varsity Tutors offers Series 28 courses. These courses are based on your needs, goals, and learning style. By making your needs the priority, Series 28 classes offer you convenient, efficient, and personal learning. If you are interested in registering, contact an Educational Consultant today. Educational Directors are available over the phone or online.
Mary: Series 28 test prep instructor
...global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 28
- Series 62
- CAIA Level II
- Series 65
- +109 subjects