Varsity Tutors can set you up with Series 23 prep that can help you prepare for the exam. In Series 23 prep, you will receive resources and instruction designed to help you study effectively. Series 23 test prep can be a tremendous resource for your Series 23 exam preparation.
The Series 23 exam, also known as the General Securities Principal Qualification Examination-Sales Supervisor Module, tests your ability to do the job of a general securities sales supervisor. Series 23 test prep can augment your study time by helping you understand the content and layout of the exam. Below is a table detailing the focus of each section on the exam:
| Series 23 Exam Section | Focus | # Questions |
| Function 1 | Supervision of Investment Banking, Underwriting Activities, and Research | 6 |
| Function 2 | Supervision of Trading and Market Making Activities | 26 |
| Function 3 | Supervision of Brokerage Office Operations | 12 |
| Function 4 | Sales Supervision and General Supervision of Employees | 28 |
| Function 5 | Compliance with Financial Responsibility Rules | 28 |
Your Series 23 class will take place online. Through our Live Learning Platform, you can meet with your instructor to prepare for this exam. Because each Series 23 course takes place online, you do not have to worry about commuting to your sessions. This allows you to attend Series 23 preparation from anywhere with an internet connection, and it makes your study time more convenient.
Your Series 23 test preparation takes place in a one-on-one environment. Because you are the only student in your sessions, Series 23 classes are based around your particular needs. The instructor for your Series 23 prep can assess your abilities, consider your goals, and present materials according to your learning style. Series 23 courses are able to adapt to your particular learning style, which means that you learn information in ways that will help you to remember it as efficiently as possible. Additionally, Series 23 tutors are able to give you feedback throughout your time together, and that can help you build confidence and good habits. During your time in a Series 23 course, you can work through practice questions to familiarize yourself with the sorts of material on the exam. Below is an example of the type of sample question you could work through during your Series 23 test preparation:
Series 23 Sample Question
- In determining whether to approve a change from the exempt status of a member firm under SEC Rule 15c3-3, FINRA considers each of the following except:
- the type of business the firm conducts.
- the amount of the firm's errors and omissions insurance coverage.
- the firm's current financial condition.
- the firm's procedures for safeguarding customer assets.
Series 23 test prep is also an opportunity to develop an effective study plan. You can break your study goals into manageable units,which allows you to see your progress and study efficiently. An effective study plan is a way that your Series 23 prep can help you approach the exam with confidence.
Additionally, during your Series 23 test prep, you can devise test-taking strategies. You and the instructor for your Series 23 class can focus these strategies on the specific demands of the exam. Using these test-taking strategies can help you to use your time in the most effective manner possible during the exam. Also, approaching the test with strategies can increase your confidence as you get ready to take the exam.
Series 23 tutoring found for you by Varsity Tutors is an opportunity for you to make the most of your study time. As you work toward becoming a general securities sales supervisor, Series 23 test prep can offer you resources and instruction geared toward this exam. Educational Directors are available online and over the phone to answer questions and to help you register.
Victoria: Series 23 test prep instructor
...personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 23
- Insurance License
- Series 63
- Series 52
- +35 subjects
Mary: Series 23 test prep instructor
...Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 23
- Series 99
- Series 42
- Series 52
- +109 subjects
Ramona: Series 23 test prep instructor
...project manager and a certified scrum master. I am a financial representative licensed to sell life insurance, stocks, bonds, mutual funds, and variable annuities. I have tutored children from the age of 4 to adults in both reading, math, and finance. My favorite subject to teach is reading because it opens up a whole new world to the student. I also like to teach finance because we earn money and spend money, but we don't...
Education & Certification
- University of North Florida - Bachelor in Business Administration, Business Administration and Management
- Patten University - Masters in Business Administration, Finance
Subject Expertise
- Series 23
- Series 63
- PMP
- Series 6
- +16 subjects
Derrick: Series 23 test prep instructor
I am a graduate of Colorado State University. I received my Master's degree in Finance with a specialization in Accounting. I have worked extensively in the banking and finance industry. I currently work for a private equity real estate firm as a registered representative. I currently have my series 22 and series 63 registration. My teaching philosophy is centered around the student. I believe in a personalized approach to learning. I currently focus on tutoring...
Education & Certification
- University of Arizona - Bachelor in Arts, Political Science and Government
- Colorado State University - Masters in Business Administration, Finance
Subject Expertise
- Series 23
- Series 63
- Series 22
- Professional Certifications
- +7 subjects