If you're planning on taking the Series 14 exam, Varsity Tutors can help you get ready with an in-depth Series 14 class. Your Series 14 course will give you the chance to meet directly with an instructor who is an expert on the material you need to know for your test. Series 14 test prep may help you get more out of the time you were already planning on spending studying. To get started with Series 14 prep from Varsity Tutors, contact us today. Or, continue reading to get more information on why Series 14 test prep may be the right fit for your academic needs.
Series 14 tutoring takes place in a one-on-one setting between just you and Series 14 tutors. This intimate academic setting ensures that your Series 14 prep sessions can provide you with the guidance you need to make efficient progress throughout each study session. Your instructor can provide you with a customized lesson plan that is based entirely on your educational strengths and weaknesses. You can work through each Series 14 preparation session at your own pace, stopping to get additional help from your educator whenever you need it. These are just a few of the reasons why Series 14 courses can be such a valuable addition to your study plan.
Below, you'll find some information on the content of the Series 14 exam:
Series 14 Exam Section | Focus | # of Questions |
Section 1 | Regulatory Agencies | 3 |
Section 2 | Markets and Operations | 20 |
Section 3 | Broker-Dealer Operations | 10 |
Section 4 | Credit Regulation/Capital Requirements | 7 |
Section 5 | General Supervision | 20 |
Section 6 | Investment Banking | 15 |
Section 7 | Registration | 9 |
Section 8 | Sales Practice-Customer/Employee Accounts | 16 |
Section 9 | Sales-Practice Solicitations | 10 |
Professionals generally take the Series 14 exam if they're interested in becoming an entry-level compliance officer or if their job requires them to manage more than 10 compliance officers. If you're interested in getting a job in this industry, then passing the exam could be a great first step towards reaching your goal. That's why a strong test preparation process is vital as you get ready to take this test. Series 14 classes provide the structure and guidance you need to reach confidently for your goals.
Your Series 14 test preparation sessions can also help you build a better set of general test-taking skills. For instance, have you had trouble managing your time effectively while taking important exams in the past? If so, your Series 14 test prep sessions can give you the tools you need to make improvements in this area. You can also get help with things like learning to manage test anxiety from your Series 14 prep classes. Thus, when you sign up to get help with your test preparation process, you'll get a well-rounded learning experience.
Series 14 test prep from Varsity Tutors could be the missing piece to your learning plan. Series 14 prep sessions offer a flexible, in-depth way to get ready for your upcoming exam. Series 14 is an important test because it has the potential to impact whether or not you're able to become a compliance officer. If you know this is the right career path for you, then doing well on the Series 14 is a must. Why not let us help you prepare for your test with Series 14 prep assistance? We hope to hear from you soon and would love to work with you.
Mary: Series 14 test prep instructor
...team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 14
- Series 24
- Exam IFM - Investment and Financial Markets
- Series 16
- +109 subjects