About Me

I've been tutoring full-time for FINRA and NFA licensing exams since 2019, with over 10,000 hours of one-on-one instruction and more than 1,000 students across the Series 3, 6, 7, 9, 24, 26, 63, 65, and 66. My approach is simple: no two learners are the same, and no single method works for everyone. I focus on understanding where you are nowknowledge, confidence, test history, time constraintsand then build a customized plan to get you to a passing score as efficiently and confidently as possible. Before tutoring, I spent nearly thirty years in financial services as a financial planner, wire-house broker, trust advisor, and wealth advisor, working in the broker-dealer, bank, and independent channels. I founded and took an introducing broker-dealer through the full FINRA (then NASD) registration process, attended the Chicago Board Options Exchange's broker options course, and served as a firm's designated options trader. I've also taught investments and related subjects for over twe

Education & Certifications

Tutoring Subjects